Megalomania: A Terminal Organizational Disease (P.S. You Might Be Infected)

The Hierarchy of Needs: Maslow's Seminal Contribution to the Social Sciences 

Even among people whose physiological needs remain unmet, the desire to become everything that they are capable of becoming can be present and strong. 
Abraham Maslow

Abraham Maslow

Abraham Maslow introduced his seminal theory of human motivation in 1943, which is summarized in his hierarchy of needs. For the past 75 odd years, Maslow’s definition of human needs as they relate to motivation has had a significant influence on behavioral science. The hierarchy of needs also provides a theoretical framework for explaining everything from war to religion and continues to be a useful tool in helping individuals to understand better why certain behavioral manifestations occur in themselves and others. While Maslow’s model of human motivation may not be perfect (no model is) and has its detractors, it has been a pillar of the social sciences for almost a century and is academically on socio-behavioral terra firma. 

Hierarchy of needs

Hierarchy of needs

At the very top of Maslow’s hierarchy is the concept of “self-actualization.” Maslow defined self-actualization as "…the desire for self-fulfillment, namely the tendency for [the individual] to become actualized in what he is potentially. This tendency might be phrased as the desire to become more and more what one is, to become everything that one is capable of becoming." The notion of becoming everything that one is capable of becoming can be activated in different ways for different people. Even among people whose physiological needs remain unmet, the desire to become everything that they are capable of becoming can be present and strong. 

Self-Actualization Through Megalomania

Over the course of my professional career...megalomaniacs in positions of authority have caused more damage to individuals and organizations than any other phenomena I have observed.

How a person imagines what he/she is capable of becoming (i.e., self-actualizing) is highly dependent upon his/her cultural values. Imagining becoming a warlord may be a culturally relevant aspiration in Afghanistan, whereas becoming the CEO of a fortune 500 company is a likelier aspiration in the U.S. Nevertheless, be it a warlord or a CEO, I submit that there is a relationship between self-actualization and the desire for authority. This phenomenon is not universal; not everyone aspires to authority to self-actualize, but many do. I don’t believe there is anything inherently wrong with aspiring to authority; it is how individuals exercise authority once they’ve gained it where the collision points start to occur when they develop megalomania—an obsession with power and authority over others.  

While we are not all predisposed to megalomania, I think many who wield authority come to a fork in the road—be it subconsciously or fully aware—regarding whether they are going to exercise their authority in a megalomaniacal manner or benevolently. And, unfortunately, for reasons I will discuss, many choose the former. 

Over the course of my professional career, which has spanned 16 years, megalomaniacs in positions of authority have caused more damage to individuals and organizations than any other phenomena I have observed. More specifically, it is the diabolical combination of incompetence in the ability to exercise authority and ambition to authority that has caused more consternation, low morale, and cynicism among people within organizations than any other thing I have observed. This state leads to high rates of turnover, which drains organizations of their most valuable asset: intellectual capital in the form of human beings.  

When I have asked (and I have asked many times) whether an individual in a position of authority considers him/herself to be a megalomaniac, the universal response has been “no.” Nevertheless, I have observed dozens of individuals within numerous organizations across several industries exhibit megalomaniacal tendencies and behaviors. Furthermore, these behaviors, in my observation, are independent of age, gender, religion, and race. And, ironically, megalomaniacal behavior, in fact, prevents people from self-actualizing as they become slaves to their obsessions with power, thus blocking their potential to become everything that they are capable of becoming. 

Because there is almost nothing that tastes so good to the brain as power in the form of authority—perhaps because it in some way speaks to all of the needs on Maslow’s hierarchy—it can be difficult for individuals to resist the temptation to maintain and expand their authority through megalomaniacal behaviors. 

Manifestations of Megalomaniacal Behavior

Even when people are fully aware of their behavior, they are likely to tell themselves a nice story that they are doing it for supposedly noble reasons...

We often equate megalomania with overtly aggressive and piggish behaviors. However, the most effective megalomaniacs are very subtle in their behaviors. Megalomania is significantly shaped by the culture of the organization in which an individual finds him/herself. Organizational norms set boundaries for what is considered acceptable, but leave plenty of room for unproductive megalomaniacal behavior. Like water that finds the path of least resistance, megalomaniacal behavior can be very passive if nevertheless every bit as corrosive

A primary driver of megalomania is a desire to maintain and expand existing authority. Passive megalomania often manifests as:

  • providing unwarranted negative feedback to subordinates
  • gaslighting—the highly calculating and passive-aggressive technique of manipulating someone into questioning his/her sanity
  • micromanaging
  • spreading rumors
  • sharing private information
  • making subtle jabs about performance or appearance
  • deliberate exclusion
  • keeping expectations intentionally ambiguous
  • cultivating cliques
  • public and private undeserved dressing-down
  • resistance to constructive feedback

These are all subtle but potent manifestations of megalomania when they are in the service of the authority figure maintaining his/her power. Even when people are fully aware of their behavior, they are likely to tell themselves a nice story that they are doing it for supposedly noble reasons, such as getting results out of people, meeting goals, making the company money, maintaining order and decorum, etc., when in reality all of these reasons are a convenient veneer for self-actualizing through the blind or fully-cognizant abuse of power. And it is this phenomenon—especially when coupled with incompetence—that is the cause of so many ailments that plague organizations as they are stymied by a kind of soft tyranny fueled by individuals’ obsession with and abuse of power as they attempt to self-actualize. 

Moving Beyond Megalomania as Self-Actualization

Succession to the thrones of power—and very especially among the middle ranks of organizational hierarchies—is frequently mistakenly based on tenure, loyalty, conscientiousness, and ambition.

As the Russians have so often asked themselves throughout their history using the semi-rhetorical question, “Что делать?”, (What is to be done?), What indeed is to be done about this pervasive and corrosive phenomenon of megalomania that seems to be built into the DNA of so many organizations?

The first thing is to disrupt the equation by removing the variable of incompetence. This notion presupposes that exercising authority requires some competence, which I submit it unequivocally does. Succession to the thrones of power—and very especially among the middle ranks of organizational hierarchies—is frequently mistakenly based on tenure, loyalty, conscientiousness, and ambition.

Because many national and regional cultures view climbing the ladder of authority to be of inherent value, this perpetuates the narrative that the ambition to authority is an inherently valuable form of self-actualization. After all, if your value increases as you rise up the ranks, you must be reaching your potential and becoming everything you are capable of. This drives loyalty, conscientiousness, and ambition, which organizations reward with increases in authority. If you've been loyal, conscientious, and ambitions, it stands to reason that your next natural step in the evolution of your career is to take on a role of “people management." This logic is flawed. Just because someone has mastered a discrete skill and is loyal, conscientious, and ambitious does not mean he/she is fit to oversee people. And yet, this is regularly the underlying premise of succession planning, without any thought to the discrete skills required to exercise authority. So, in reality, there are two problems. First, there is a cultural narrative that suggests taking on more authority is inherently self-actualizing. Second, there is a false equation that individuals with discrete skills in a given area of expertise plus loyalty, conscientiousness, ambition, and tenure equal competence to exercise authority over others in their own and related skill fields. 

The first problem (i.e., authority as a means of self-actualizing) is difficult to disrupt due to cultural conditioning. An additional variable that makes disrupting this paradigm all the more difficult is the fact that taking on more authority is accompanied by raises in pay, adding an extrinsic incentive. The first thing an organization can do is to start to decouple levels of authority from levels of compensation. Controversial? Very. I would never advocate reducing a person’s pay who is already in a position of authority and whose pay raise was linked to taking on that position of authority; that’s a recipe for revolt, if not lawsuits. At the same time, changing the compensation structure so that more authority does not equal more money will remove at least one variable that perpetuates cultures of megalomaniacal behavior among holders of authority who lack competence in holding and using authority. I can already hear the retort: “But if we don’t pay people more money to take on more authority, fewer people will step up.” If lack of more compensation is preventing people from taking on more authority, I suggest that warrants a hard look at what it means to take on more authority in your organization; it may look like the time-consuming and emotionally-draining task of tending to an aimless flock sheep, instead of the fulfilling activity to helping others be the best they can be. 

A strategy of removing a monetary incentive to take on authority could result in fewer aspirants. However, I would offer that many organizations suffer from a glut of “middle managers” anyway. Swelling ranks of middle management is a symptom of the development of bureaucracies within organizations, as middle managers are vested with authority to serve as the keepers of policies, procedures, systems, and structures to ensure conformity and uniformity within an organization based on “lessons learned” that have been codified. So, fewer people raising their hands for more authority can be leveraged to de-bureaucratize an organization. Furthermore, as I’ve argued in the past, the best way to ensure that people are both reaching their full potential and have the flexibility to innovate—an essential ingredient in sustainable organizational success—is by creating a culture of mentorship and coaching, and not people management. 

The second problem—i.e., the false equation that individuals with discrete skills in a given area of expertise plus loyalty, conscientiousness, and ambition equal competence to exercise authority over others—is easier to address. While the constructs of self-organizing teams and so-called leaderless organizations have been around for decades, it is not in wide use and not universally applicable. While leaderless organizations and self-organizing teams are an intriguing concept, I believe most organizations need not go this far and can be very successful and thrive in their productivity, profitability (if it’s a for-profit organization), collaboration, and innovation using more traditional organizational structures, meaning a cadre of individuals who have limited formal authority over others. But to do this without creating cultures that encourage megalomaniacal behavior, the variable of competence must be reckoned with. Skill in a discrete discipline plus loyalty, conscientiousness, ambition, and tenure form the foundation for excellent authority figures, like flour and sugar for the cake, but do not equal competence in exercising authority. On the other hand, all too often organizations experience the converse problem when they appoint individuals to positions of authority who know nothing of the skills of those whom they oversee. Neither of these scenarios is the right approach. 

Exercising authority requires the ability to make and develop intellectually, emotionally, and intuitively sound judgments and strategies, in addition to having an attitude of service, humility, and inclusivity in decision-making. Growing these capacities helps to close the incompetence gap. People need not be experts in these skills at first. But these skills must be their guiding compass, in place of a frame of mind that promotes megalomaniacal behaviors and self first. This framing requires forethought on the part of organizations to be more deliberate about succession planning through training and development that conditions individuals to frame authority as an opportunity to serve and not be served. And not everyone will want to take on these opportunities to serve in positions of authority or have the aptitude to do so. But that must not mean they are incapable of self-actualizing within or have lesser value to the organization.  

I realize I’m challenging a deep cultural narrative here about the relationship between the amount of authority a person has and his/her value. But if organizations are to move beyond cultures of megalomania and subsequent soft tyranny, with accompanying low levels of productivity, profitability, collaboration, and innovation, career progression must be decoupled from the accumulation of authority and individuals must be valued, even if their path of progression is that of a subject matter expert and not an authority figure.  

Summary

To keep your organization from suffering this terminal disease, prioritize mentoring and coaching over authoritarian watchdogs of bureaucracy, and ensure those who are given authority are operating with a properly calibrated compass, pointing to the true north of personal development of intellectual, emotional, and intuitive intelligence in order to humbly, wisely, and soundly serve others. 

Not everyone who has authority abuses it. But too many do because of a lack of competence in the form of intellectual, emotional, and intuitive intelligence and a desire to be served rather than serve. People’s ambition, tenure, loyalty, and conscientiousness are often rewarded with greater authority. When this occurs as a matter of routine without mechanisms in place to develop additionally required capacities—namely intellectual, emotional, and intuitive intelligence, and an attitude of humble service and inclusivity—the stage is set for a culture of soft tyranny with acceptable levels of megalomania within the organization. When a person operates in their authority with an inadequately calibrated compass in hand that points toward self as true north, then they are not prepared to take on authority over others. And if the organization continues to promote this type of person, it reinforces the perception that nasty behavior is the path to authority and self-actualization, thus guaranteeing a culture entrenched in megalomania. And this culture neither serves the long-term interests of internal and external organizational stakeholders, nor the individuals who exhibit these behaviors. It may take years, but if this is an organization’s culture around authority, it will eventually lead to such toxicity as to paralyze the organization’s ability to be productive, profitable, collaborative, and innovative.

To keep your organization from suffering this terminal disease, prioritize mentoring and coaching over authoritarian watchdogs of bureaucracy, and ensure those who are given authority are operating with a properly calibrated compass, pointing to the true north of personal development of intellectual, emotional, and intuitive intelligence in order to humbly, wisely, and soundly serve others. 

Much in the same way J. R. R. Tolkien examined humans' relationship to power vas-à-vis the One Ring, which tested all who touched it, each who comes into contact with the power of authority must reckon, on some level, with how that authority is going to influence and change him/her, and make a deliberate choice to use authority as a means to serve. And those who do will be pleasantly surprised at just how powerful service is in meeting the need to self-actualize. 

Mindfulness over Poverty: How to Unlock Latent Human Potential

The Mechanic's Son: Growing up Below the Poverty Line

My school had a distribution of students across the income spectrum, from the children of Donny Osmond, Stephen Covey, and stepchildren of Larry King, to students whose parents could not afford shoes to fit their rapidly growing feet. It was against this backdrop that I started to become aware of my family’s poverty.

I grew up in a household that was below the poverty line for the better part of my childhood and adolescence. From the age of about six, my family lived in small apartments or rented houses in mild to moderate states of disrepair. We only ever had one (usually) working car at a time, and it was always old and in a slow death spiral with one mechanical problem rearing its head as another had been fixed. For many years I slept on a mattress on the floor without a proper bed frame. And if my mother sent me to buy food at the grocery store, I often paid in actual paper food stamps.

I was not aware of my family’s poverty because I went to school with kids who were living in similar circumstances, and my family was not in deep poverty. We didn’t miss meals. We went to the doctor if we were sick. And I didn’t wear second-hand clothes or shoes. My father worked long hard hours in an auto body shop, and my homemaker mother kept whatever humble abode we happened to be living in clean and tidy. I offer this glimpse into my life, not to elicit pity but to provide context. And I am well aware that there are others who had and have it much worse than I did.   

I only became aware that I was in the minority of Americans living below the poverty line when I entered high school. The high school I attended was situated in a wealthy part of town. Up until then, I always walked to school. But I had to take the bus to high school because my poorer neighborhood was quite a distance from the hills where mansions were perched, amongst which my high school was situated. My school had a distribution of students across the income spectrum, from the children of Donny Osmond, Stephen Covey, and stepchildren of Larry King, to students whose parents could not afford shoes to fit their rapidly growing feet. It was against this backdrop that I started to become aware of my family’s poverty. I was probably in the tenth percentile when it came to household income among my high school peers. And while I tried to hide it, I felt ashamed to be on the poorer end of the spectrum. 

My Shame

Before asking me my address so his family could pick me up, [my friend] wanted to make sure I didn’t live on the south side of town because his mother didn’t want him to be hanging out with “those kids.”

I think the most shame-inducing experience I had in high school was when I befriended a young man in tenth grade. His family was wealthy. He invited me to go with his family to a college basketball game. Before asking me my address so his family could pick me up, he wanted to make sure I didn’t live on the south side of town because his mother didn’t want him to be hanging out with “those kids.” I did live on the south side, so I lied about my address. I intended to walk to a nicer neighborhood where I would wait for them to pick me up outside of a house that was not mine. But my timing was off. They went to the door of the address that I gave them, but no one answered (I gave them the address of a nice house where the occupants were rarely home because they were traveling the world). They waited for me outside the house. When I didn’t show, they started to drive around the area to see if they could find me thinking maybe they got the wrong address. They happened upon me just as I was walking up the street where my actual house was. They pulled over when they spotted me, and I got in their luxury car. My perplexed friend asked whether I lived on the street where they found walking me and I said “no,” but it was obvious I had been caught in a lie. To my great relief, no one in the car brought it up, but he and I didn’t spend any time together after that. 

Poverty & Crime

Poverty and crime are like comorbid diseases that pass from one generation to the next.

Even if I grew up in a poor household, my neighborhood was at least relatively safe. An occasional stolen bike was the worst that I can recall. For most people in poverty, especially deep poverty, their financial plight is coupled with domestic violence and other violent crime.

Poverty and crime are like comorbid diseases that pass from one generation to the next. Federal and local governments in the U.S. have always been fighting crime, even if there are plenty of debates to be had about how effective, legal or fair these crime-fighting tactics have been. Where poverty is concerned, the federal government started to put sweeping policy prescriptions into place with President Lyndon Johnson’s War on Poverty and, more specifically, the Economic Opportunity Act of 1964. Since then, the U.S. Census Bureau has provided annual updates on the national poverty rate every September for the year prior. Between 1975 and 2015, the number of those living below the poverty line in the U.S. has been stable at between eleven and fifteen percent, according to the U.S. Census Bureau. That’s almost half a century of a relatively steady poverty rate in the U.S. after a very sharp decline from twenty-three percent in 1960 to eleven percent in 1975. 

Where crime is concerned, according to the Pew Research Center, which follows the two official reporting streams on national crime rates—annual reports from the FBI and the Bureau of Justice Statistics—the rate in the U.S. has been in rapid decline for the past twenty-five years. But these statistics on crime are muddied by the fact that if a crime is not reported it’s not recorded. There are some localities where crime is certainly higher than the official statistics indicate because lack of trust in law enforcement or norms of “no snitching” prevent crimes from being reported, thus skewing the data. So while crime has likely been in decline for about the past quarter century, rates of crime in the U.S. are probably higher than the official statistics indicate. 

Where the murder rate in the U.S. is concerned, according to a 2013 report from the United Nations Office on Drugs and Crime, it has been steady since 1955 at rates between five and ten murders annually per 100,000 inhabitants. As of 2013, the United States was the 94th deadliest country in the world out of 219, with a rate of 4.88 homicides per 100,000 inhabitants annually, right next to Somalia and Kazakhstan. So while crime overall appears to be declining in the U.S., even if the statistics are dubious, the murder rate seems to be fairly steady between five and ten homicides per 100,000 inhabitants for the past 58 years. 

Two Worldviews on Dealing with Poverty and Crime

While I am agnostic, I tend to agree with Jesus that there will always be poor people. But Jesus didn’t say how many poor there would be, so we don’t have to rest on our laurels.

Taken together, the rates of homicide and poverty in the United States have been steady since 1975. Despite the murder and poverty rates remaining mostly constant for the past many decades, I still, fortunately, see signs that people have not become apathetic or indifferent to murder and poverty in the U.S.

My observation is that there are two dominant worldviews on these maladies. First, the “government-helping-hand” philosophy, which advocates for increasing wages for low-skilled laborers (i.e. the working poor—those who are likeliest to experience poverty but still be employed), improving the social safety net by prolonging and increasing unemployment benefits and the Supplemental Nutrition Assistance Program (aka food stamps) for those who find themselves under or unemployed, and providing additional services such as universal daycare, paid maternity leave, and subsidized or socialized healthcare. One rationale behind these policy measures is that the more support the state can provide people, the likelier they are to climb out of poverty, stay out of poverty, and abstain from crime. 

The other worldview is the “bootstraps” philosophy, which suggests people need to take personal accountability and be responsible for their lives by making choices that will prevent or overcome states of poverty and crime. This philosophy implies that almost everyone (except for perhaps the mentally or physically disabled) is capable of making choices commensurate with these desired outcomes. I believe that people who subscribe to the bootstraps philosophy have a higher tolerance for the existence of poverty and believe that there will always be some poor people regardless of what society or government do. After all, according to the Book of Matthew in the New Testament, Jesus is supposed to have said: “For ye have the poor always with you….” While I am agnostic, I tend to agree with Jesus that there will always be poor people. But Jesus didn’t say how many poor there would be, so we don’t have to rest on our laurels. 

I think that the government-helping-hand and bootstraps philosophies both have merits and limits. But with a steady rate of poverty for almost fifty years in the U.S. and accompanying rates of homicide, I believe it is time to examine the limits of both these two worldviews and take a leap forward in how we understand and seek to solve these issues. I would argue that both approaches fail to adequately address the paradigms of thought and subsequent behavior that accompany and perpetuate poverty and crime. Yes, you can offer government assistance, but that assistance is likely only going to help some people out of poverty and crime while creating dependents out of others. And yes there will be some individuals who manage to pull themselves out of poverty and crime, but many lack the ability to do so because of how poverty and crime into which they were born have mentally and behaviorally conditioned them. 

The Role of Agency

...we have to reckon with the fact that we do not all have the same aptitude to make choices that lead to our long-term welfare.

Some people use the term “agency” as if we are all equally endowed with the same aptitude to exercise it—agency being the ability to make choices. While I have no quibble with the notion that the vast majority of individuals have agency (excluding some with certain mental disabilities), we have to reckon with the fact that we do not all have the same aptitude to make choices that lead to our long-term welfare.

In my opinion, the primary barriers to making choices leading to long-term welfare are low levels of emotional intelligence and self-awareness. Neither sermons from the pulpit about taking personal responsibility nor speeches from the podium about government charity address these crucial constructs of emotional intelligence and self-awareness. And I submit that it is the cultivation of emotional intelligence and self-awareness—which open the aperture of agency for individuals to develop self-determination of behavior—that is the intellectual leap forward that we need to take as a society to further reduce both poverty and crime. 

Our Behavioral & Intellectual Evolution 

I believe we are at or nearing a place of intellectual evolution that accepts the notion that we are not all equally equipped with the same aptitude to exercise our agency, and that this aptitude is mostly a byproduct of environmental conditioning and perhaps some genetic predisposition.

There is no disputing that as a species, we evolve behaviorally. This fact was seared into my consciousness when I took a tour in 2012 of the Tower of London’s exhibition on torture that was carried out in the prison fortress centuries ago. I was in utter shock as the guide described the various torture devices to me, the cruelest of which was a large metal clamp that forced a person into a folded position similar to kneeling. The guide said that this rather innocuous looking device was the one that caused the most distress, as pain grew over time while the clamp was left on for hours or even days. This technique was only one of grotesque dozens used in medieval Europe. While torture of this type has not been eradicated from the earth entirely, it’s certainly no longer considered an acceptable or appropriate form of punishment in most societies.

The point is that the behavior of medieval torture practices is no longer acceptable, which suggests that we have evolved behaviorally. And I would argue that behavioral evolution is a byproduct of intellectual evolution. I believe we are at or nearing a place of intellectual evolution that accepts the notion that we are not all equally equipped with the same aptitude to exercise our agency, and that this aptitude is mostly a byproduct of environmental conditioning and perhaps some genetic predisposition. This level of understanding can open up the public discourse to paradigms of thought that transcend the government-helping-hand and bootstraps philosophies.  

The Intellectual Leap: Leveraging Our Intellectual Evolution for a New Approach

This leap in understanding reframes how we view additional approaches to dealing with poverty and crime—namely the advancement of emotional intelligence and self-awareness...

If a person is born into an environment where behaviors such as immediate gratification are displayed and reinforced, he/she is likely to mimic these behaviors, thus reducing his/her ability to disrupt the behavioral manifestations of base desires that do not serve long-term welfare. To say it another way, a person’s level of emotional intelligence and self-awareness is largely a byproduct of their environment and is correlated to their aptitude to exercise agency. Therefore, unless an environment that predisposes people to poverty and crime is disrupted before it can imprint on them, they are likely to display levels of aptitude for exercising agency consistent with their environmental conditioning. And while government assistance programs and people pulling themselves up by their bootstraps have helped many to overcome poverty and crime, the steady rates of poverty and crime for the past 40 plus years in the U.S. strongly suggest that there are still those who languish in those states despite government or personal efforts to pull out of it, indicating that benefit of those approaches has plateaued.  

Enter the intellectual leap. This leap in understanding reframes how we view additional approaches to dealing with poverty and crime—namely the advancement of emotional intelligence and self-awareness to increase individuals’ aptitude to exercise agency and disrupt behaviors that predispose people to and perpetuate poverty and crime by replacing them with behaviors that lead to their long-term welfare. 

The Bile of Cynicism: People Can Change

The most important event that happened to me in my life that convinced me people are capable of change is how I was able to change myself.

The notion that increasing people’s aptitude to exercise their agency for their long-term welfare hinges on the premise that people can change. As the child of an alcoholic father (who is the child of an alcoholic mother), I have had a very cynical view regarding people’s ability to change. This cynicism was further exacerbated by two years that I spent in post-Soviet Russia from 1999 to 2001. Russia is no stranger to alcoholism. The World Health Organization identified Russia as the fourth country in the world by consumption of alcohol per capita in 2015. 

In the late nineties, Russia was a sad and economically depressed place. During my years in Russia, I spent a lot of time working with individuals to help them overcome their addictions to alcohol, with no success. The blight of alcoholism on the country was omnipresent when I lived there, and I often helped drunk people who had passed out on streets or sidewalks to safer places. 

Park in Nizhny Novgorod

Park in Nizhny Novgorod

On one sweltering summer day in 2000 (yes, it does get hot in Russia) in the city of Nizhny Novgorod, a companion of mine and I happened upon a man passed out near the street. The slender but tall man (probably 6’5”) was so drunk that we had to bear almost all his weight on our shoulders as we tried to get him to an apartment complex toward which he was gesturing. We assumed the complex must be where he lived. As we were dragging him through a park with his arms draped around our necks, he suddenly convulsed and threw up on me and my companion, not once but twice. Now covered in toxic vodka vomit and bile, we decided that we had sunk enough cost into our endeavor that we were going to see it through. As we made the corner out of the park and up the street toward the apartment complex, I sprung a bloody nose (I commonly got bloody noses in my late teens and early twenties). As blood ran down my face, we put the drunk man down and leaned him against a tree. My companion rushed into a nearby shop to buy some face tissue while I held my nose and watched over the man. Just then a paddy wagon pulled up as the driver spotted the drunk man collapsed near the tree. As two police officers exited the vehicle and approached me, they asked what had happened. I tried to explain that my companion (who was still in the shop) and I were trying to get the drunk man home. They saw the blood on my face and asked whether he had hit me. I said no, but they didn’t appear to believe me. As my companion exited the shop with tissue for my nose, the police officers were hurling the drunk man into the back of their paddy wagon, but not before they had confiscated his wallet. 

There I stood covered in vodka vomit, bile, and blood with nothing to show for it. It was at that moment that I began to question why even bother trying to help the drunks. I was so overwrought with disgust that I completely gave up on the notion of trying to help people and was sure that no one could change. My father didn’t change, even when keeping his family depended on it, and I never saw one person in Russia in two years go from alcoholism to sobriety.

Almost two decades have passed since then and my cynicism about people’s ability to change slowly waned during that time and then eventually turned to optimism. The most important event that happened to me in my life that convinced me people are capable of change is how I was able to change myself. Having suffered agonizing bouts of anxiety and depression from age eighteen, I finally turned a corner with my mental health when I read a book called Hope and Help for Your Nerves by a now-deceased Australian physician, Dr. Claire Weekes. In her 1969 book, Dr. Weekes teaches the concept of acceptance. I practiced her explanation of acceptance for years, and it brought about significant positive change in my life. When I learned about the practice of mindfulness many years later, I realized that’s what I had been doing the entire time.  

Hope for Our Future: Mindfulness

Mindfulness is not a panacea. There will still be poverty, crime, illness, and suicide. But mindfulness is a bridge to a higher plane of understanding and existence. It is the leap to the next level of our intellectual evolution as a society.

It is against this backdrop of hope that I submit the single most important thing we can do for indigent children and parents, addicts, suffers from disease, criminals and all the like is to teach them the practice of mindfulness. Teach mindfulness in homes. Teach mindfulness in schools. Teach mindfulness in churches. Teach mindfulness at work. Teach mindfulness in prisons. Mindfulness—the ability to be in the present moment, developing an ear for what is going on internally emotionally and mentally, and accepting it without necessarily responding to it—is the surest path to the development of self-awareness and emotional intelligence. It is the practice of mindfulness that develops the aptitude to exercise agency that enables people to make choices in the service of their long-term welfare.

A path out of poverty and crime is a win-win for society. Think of all the latent human capacities that are frozen as individuals are unable to develop their unique skills and gifts for their personal benefit and the benefit of society as they languish in poverty. Think of the over 1.5 million people in prison in the U.S. whose skills and gifts have been squandered as they serve their time and the victims of their crimes. And how many of them will return to crime when they leave prison? Think of the people who aren’t in poverty or prison but suffer from stress-related illnesses that prevent them from working, compromise their ability to bring their full selves to work, and sometimes even lead to suicide. The development of emotional intelligence and self-awareness through the practice of mindfulness can unlock capacities for people to live more productive, healthier, more stable, and happier lives. 

Mindfulness is not a panacea. There will still be poverty, crime, illness, and suicide. But mindfulness is a bridge to a higher plane of understanding and existence. It is the leap to the next level of our intellectual evolution as a society. And it is already within each of us; it’s simply a matter of activating it. 

American society places a high premium on smarts and the intellectual quotient. The ability to think logically, reason, memorize knowledge, and connect disparate data points is of great value. But this type of intelligence does not have to displace or compete with the ability to develop an awareness of our emotions and thoughts, and acceptance-based response mechanisms that enable us to make wise choices so as not to be slaves to our egos, impulses, and unproductive learned behaviors that do not serve our long-term welfare or the long-term welfare of society. These unproductive behaviors can be disrupted by increasing our aptitude to use agency developed through increased emotional intelligence and self-awareness by practicing mindfulness. 

Even though the language around mindfulness is just starting to enter the American lexicon, it is not a fad any more than healthy eating or exercise were fads when notions around those practices began to enter the American cultural psyche. If anything, just like healthy eating and exercise, mindfulness will grow in relevance and scale. 

If you are a citizen, petition your government representatives to advocate for mindfulness programs in schools, prisons, and for the indigent so we can further alleviate poverty and crime. If you’re a parent, learn about mindfulness, practice it, and teach it to your children. And if you’re an employer, I submit that there is no better thing that you can do for your employees than to establish workplace mindfulness programs, even if you can’t readily or easily quantify a return on investment in advance. As a society, let us take collective action to advocate for mindfulness in public and private venues so that we may be healthy, wise, and well as a nation. 


 

How Work and Religion Are Connected: Changing Landscapes of the Western Workforce

The Christian Worldview

...Western society is so oriented toward the Christian worldview that its influence on our personal beliefs, values, and behaviors can often be invisible to us.

It is hard to overstate just how influential the Christian worldview has been in the Western world. Over two millennia since the real or imagined life of Jesus Christ, teachings of both the Old and New Testament influence Western ethics, morals, laws, gender expectations and status, relationships, civil behavior, participation in family and community life, and the understanding one has of his/her place in the universe. Even for those who eschew Christianity and the teachings of Christian scripture, Western society is so oriented toward the Christian worldview that its influence on our personal beliefs, values, and behaviors can often be invisible to us. And even when we are acutely aware of the influence the Christian worldview is having on us, its gravitational pull can be difficult to escape. 

I was reminded of one of the profound effects biblical teachings have had on the worldview of Westerners when I was at a get-together with an acquaintance recently. A group of us were discussing the role of work in life. My colleague remarked how her mother told her that “Work isn’t supposed to be enjoyable. It’s called work for a reason.” When my acquaintance mentioned this, it struck a chord deep within me, bringing up feelings about how work is a sacrament to God for eating of the fruit of the forbidden tree in the Garden of Eden. 

Origins: Genesis 3:19

Whether you believe in this biblical account or not, the premise of work as penance is a belief that is deeply woven into the Western worldview.

According to the Bible, while in the Garden of Eden, Adam and Eve lived lives free of distress. Adam and Eve ate from trees that produced food: “And out of the ground made the Lord God to grow every tree that is pleasant to the sight, and good for food.” Furthermore, the couple lived in harmony with the “beasts of the field.” However, when Eve and then Adam ate of the fruit from the tree of knowledge of good and evil, Adam was rebuked and punished as recorded in Genesis 3:19: “In the sweat of thy face shalt thou eat bread, till thou return unto the ground; for out of it wast thou taken: for dust thou art, and unto dust shalt thou return.” 

Whether you believe in this biblical account or not, the premise of work as penance is a belief that is deeply woven into the Western worldview. Genesis 3:19 establishes a paradigm in which men toil in life so that they can appease God for Adam’s sin and then return to the humble ashes from whence they came. While it may not always cause sweat as the scripture suggests, the notion that work is a penance for disobedience can be a powerful motivator for the devout who seek to gain God’s acceptance. As a punishment for Adam’s original sin passed from one generation to the next, it gave people a sense of purpose in their work, framed by a belief that work is payment for sin and not an activity from which one should glean pleasure, purpose, or meaning beyond satisfying God’s will. From a biblical point of view, purpose and meaning are about returning to God, not enjoying work on earth. But certainly countless people during the past millennia have found both enjoyment in their work while also fulfilling God’s penalty to work as a penance for eating of the fruit from the tree of knowledge of good and evil, so I am not suggesting the two are mutually exclusive–I am suggesting that the origin of work laid out in Genesis 3:19 is a powerful cultural current in Western societies that has framed work as a toil. 

The Protestant Reformation

Whether it be penance for original sin, a sign of predestination, or both, the relationship between work and salvation has profoundly shaped how the West has viewed work.
"Martin Luther" by Lucas Cranach the Elder

"Martin Luther" by Lucas Cranach the Elder

Enter Martin Luther and his Ninety-five Theses in 1517. Martin Luther’s opposition to the teachings of the Roman Catholic Church gave rise to Protestantism and shortly after that, Calvinism—a then-major branch of Protestantism. Calvinism taught predestination—a belief that God predetermined a person’s salvation. However, Calvinism also holds that it is not possible to know who is predestined to be saved and who is not. In its early days, practitioners of Calvinism saw a person's work ethic—how much he worked, how well he worked, and how dedicated he was to his work—as a manifestation that he was predestined for salvation. Work thus became not only a form of penance as a result of Adam's original sin but also a sign that God chose a person to be saved. This attitude toward work is broadly referred to as the Protestant or Christian work ethic. While The effects of the Protestant work ethic were predominant in Germanic-speaking countries (including the United States and the British Isles) from the 16th century on, the term Christian work ethic is more inclusive, as the reflects that the movement had effects on most of Christian Europe from the 16th century to the present day.

Whether it be penance for original sin, a sign of predestination, or both, the relationship between it and salvation has profoundly shaped how the West has viewed work. And even for those who are areligious, agnostic, or atheist, Western culture is so rooted in the relationship between Christian beliefs and work as to be inescapable. The Christian work ethic has been a pillar of American and much of European culture for 500 years and has been a driving force behind the wealth that capitalism has generated. I do not claim that capitalism is virtuous or wicked, or that the Christian work ethic has been a force for good or evil. But, in my opinion, there is no denying that both capitalism and the Christian work ethic have been and remain the most powerful, if sometimes invisible, force behind the paradigm that defines people’s relationship to work in Western societies, and has likely bled over to non-Christian cultures as well. 

"Peasants Harvesting Crops" by Pieter Brueghel

"Peasants Harvesting Crops" by Pieter Brueghel

As we mark the 500th anniversary of Martin Luther’s Ninety-five Theses, I believe we are in the midst of a significant paradigm shift in the relationship between people and work. This change will revolutionize how people relate to work forever. While the kinetic energy of the Calvinist and Adamic paradigm of work will stay in motion for some time, a cultural schism is occurring as fewer people identify with and believe in the underlying premise behind the Calvinist and Adamic paradigms of work—namely Christianity and the Bible as a literal account. 

A Tear in the Religious Fabric

While the 2014 Pew survey indicates a high rate of Americans who still identify with a faith group, this data point alone does not indicate devotion or religiosity.

According to a Gallup poll from May 2017, a record few Americans—24 percent—believe that the Bible is the literal word of God. Gallup’s poll reveals that the number of people who do not believe the Bible to be the literal word of God has doubled since 1984, from 12 to 24 percent. While this is just one data point, it suggests a moderate to rapid drop in religiosity—i.e. a strong belief in a system of faith or worship

In 2014, the Pew Research Center conducted a landmark study of religion in America. The foundational question on the survey has to do with belief in God. From 2007 to 2014, the number of people who were absolutely certain in their belief in God dropped eight points from 71 to 63 percent (see Figure 1). At the same time, the number of people who do not believe in God increased by four points from 5 to 9 percent. The survey results related to belief in God are cross-faith and not exclusive to Christianity. While there are disagreements within the religious community about what faith groups fall under the term “Christianity,” Pew included all Protestant denominations, Evangelicals, Catholics, Latter-day Saints, Jehovah's Witnesses, and Orthodox Christians. Just over 70 percent of Americans identified with one of those faiths. 

While the 2014 Pew survey indicates that a high percentage of Americans still identify with a faith group, this data point alone does not indicate devotion or religiosity. The Pew study, however, provides additional data points that indicate the direction the U.S. is going regarding its religiosity. For example, one key indicator of religiosity is the frequency with which individuals read scriptures. The baby boomer and Generation X cohorts in Pew’s study read scriptures at rates two to three times greater than Millennials (see Figure 2). Another indicator of a downward trend in religiosity is a decreasing belief in heaven. Seventeen percent of younger Millennials believe in heaven compared to Generation X and baby boomers who believe in heaven at rates of 28 and 32 percent respectively (see Figure 3). Pew also measured one of the most important indicators of religiosity—attendance at church services. Generation X and baby boomer cohorts attend church services at rates two to three times higher than Millennials (see Figure 4). Lastly, when asked about the importance of religion, the baby boomers and Generation X cohorts rated the importance of religion two to three times higher than Millennials (see Figure 5). Pew had similar findings regarding attendance at prayer services, the frequency of prayer, and a belief in hell. 

Figure 1

Figure 1

Figure 2

Figure 2

Figure 3

Figure 3

Figure 4

Figure 4

Figure 5

Figure 5

In sum, there is a significant difference in Millennials’ relationship to the Bible and the practice of religion than there is among Generation X and baby boomers. As a country founded by devout Christians—among whom were many Calvinists and Puritans—I maintain that the American cultural attitude toward work has been oriented around notions of predestination and penance for Adam's original sin. While these attitudes about work are not top of mind for people these days—as is the case with most cultural currents that guide our attitudes and behaviors—they have created a subconscious rationale for work being unpleasant, laborious, unenjoyable, and, perhaps most importantly, not a means of self-actualizing.

Millennials: The New Paradigm

...anecdotal observations and the data from Pew lead me to conclude that there is a stark divide between those who are less influenced by the connection between work and religion and those whose subconscious worldview has been influenced by attitudes about work that is founded in notions of predestination and penance.

Since Millennials began to enter the workforce in the early 2000s, members of Generation X and baby boomers have been their overseers. My anecdotal observations and the data from Pew lead me to conclude that there is a stark divide between those who are less influenced by the connection between work and religion and those whose subconscious worldview has been influenced by attitudes about work that is founded in notions of predestination and penance. I realize that these are broad and sweeping generalizations, but I’m talking about something that is broad and sweeping—Americans’ attitudes about work. Of course, there will be exceptions to these generalizations, but the anecdotal and empirical evidence data point to a paradigm shift occurring in attitudes about work among those who have entered the workforce since 2000, and perhaps even among those who’ve been in the workforce longer, as a younger generation influences their attitudes. 

If it is indeed true that there is a significant shift occurring in attitudes about work as religiosity in the West wanes, how will this manifest in the behaviors and expectations of employees? My observations point to three significant changes:

Self-actualization

People whose worldview is oriented around this new work paradigm will have little tolerance for work that doesn’t feed their need to make a difference and leave a legacy.

Whereas a person’s religion may have served as an outlet for self-actualization in the past, people will more and more see work as their medium for self-actualization. In other words, people will view work as a place where they can use their unique skills and gifts to make a difference in the world and leave a meaningful legacy. 

While work may not be the exclusive means of self-actualization for everyone, it will become a more significant means for most. What this means for employers is not so much that they need to create fun places to work (e.g. ping-pong tables, free snack bars, hammocks, etc.) but workplaces that are intellectually and emotionally stimulating. And perhaps even places that are spiritually inspiring (just because people are becoming less religious does not mean they are becoming less spiritual). Organizations also need to articulate and believe in a clear purpose beyond profit that allows people to see how they are contributing to the greater good of humanity. 

People whose worldview is oriented around this new work paradigm will have little tolerance for work that doesn't feed their need to make a difference and leave a legacy. This point of view is of particular importance when it comes to job assignments. The "you-jump-I-say-how-high" relationship between those giving orders and those receiving them is losing its relevance. First, people don’t want to feel like an appendage of their superiors’ means to satisfy personal agendas. Second, people want to know why they are doing what they’re being asked to do; they are not content simply being cogs in a mindless machine operated by a faceless bureaucracy. 

Skill Mastery

It is far more accurate to say that eventually everyone will have to be replaced and the organization will have to carry on than it is to say that everyone is replaceable.

Besides contributing to a greater good, perhaps one of the most satisfying things in a person's life is a feeling that he/she is a master of a skill or skills. Skill mastery is mutually-beneficial for organizations and individuals. For organizations, people who are skill-masters are an organization’s competitive advantage. The saying goes that everyone is replaceable. Where did this inane idea come from? Sometimes people need to be replaced for any number of reasons. But someone who is a master of his/her skills is truly irreplaceable. If it is indeed a fact that each person has a unique combination of gifts and skills (and I believe this is true), then this unique combination by definition cannot be replaced. It is far more accurate to say that eventually everyone will have to be replaced and the organization will have to carry on than it is to say that everyone is replaceable. For the organization, this means developing an attitude of appreciation and gratitude for the unique gifts and skills people bring to work. If an organization’s underlying belief is that everyone is replaceable with little or no loss to the organization, this will manifest in behaviors toward employees that reinforce the notion that they are cogs in a machine and not that they are individuals with a unique set of skills and gifts that they are voluntarily sharing with the organization.  

When an organization is oriented around developing and appreciating the mastery of unique skills and gifts people bring into the workplace, this should manifest as a complete rethinking of the superior-subordinate paradigm that exists in the vast majority of organizational structures. Rather than people having bosses, managers, superiors, supervisors, etc., they need coaches and mentors. The objective of coaches and mentors is to see and bring out the best in people and to help them become skill-masters. Even if someone enters an organization with a high degree of skill, having a coach or mentor is necessary to help the newcomer become oriented to the organizational culture and understand how to apply his/her skills with the greatest effect

The superior-subordinate construct is a hold-over paradigm from a time when labor required a more command-and-control structure in hierarchical organizations as a means to maintain order and efficiency. As we march forward into the 21st century, creativity, innovation, productivity, and collaboration take precedence over order and efficiency and those organizations that resist this change will lose their competitive edge. People are going to enter the workforce and push back against systems, structures, policies, and procedures that are designed to maintain order and efficiency, which are baser constructs than creativity, innovation, productivity, and collaboration. Simply put, we have intellectually evolved beyond the constructs of order and efficiency. 

There are two additional benefits of changing the superior-subordinate relationship. First, relieving people of the time-consuming burden of managing people allows them to use and develop their unique skills and gifts instead of those gifts and skills atrophying as they write employee reviews, attend management meetings, and attempt to maintain order and execute top-down directives in their positions as superiors. The other benefit of developing skill-masters and doing away with an overabundance of middle-managers is that it reduces and can even eliminate the toxic culture of competing agendas and politics in an organization. There is almost nothing that tastes better to the human brain than power. As individuals are placed into positions of authority, it can become intoxicating, and the power they wield becomes their means of self-actualization. People who are self-actualizing by exercising authority over others are going to have personal agendas that will inevitably conflict with peers’ and superiors’ agendas, causing them to maneuver and politic, which will create points of friction that prevent innovation, productivity, and collaboration from taking place in the organization. Therefore, keeping the number low of individuals whose sole job is to exercise authority over others is key to developing a culture where people obtain satisfaction from bringing the best out in each other through mentoring and coaching. 

Autonomy

Autonomy does not mean people don’t work with others or aren’t incorporated into the organization; it means that they are given space to execute their work by the dictates of their own conscience and not the arbitrary agendas of myriad overseers.

One thing people are craving more and more in the workplace is autonomy. Having autonomy may seem to conflict with a coaching-and-mentoring culture, but the two are not mutually exclusive. First, autonomy is not isolation. Individuals working in isolation is unhealthy for the organization and the individuals. It prevents collegiality, collaboration, and cooperation. Those who seek isolation are likely doing so either because they feel sidelined by the organization or because they are suffering from social anxiety. Either way, people seek isolation as a means of self-protection, and it is important to understand what they are trying to protect themselves from so it can be resolved.

Autonomy does not mean people don’t work with others or aren’t incorporated into the organization; it means that they are given space to execute their work by the dictates of their own conscience and not the arbitrary agendas of myriad overseers. As people are developed and coached so that their skills are honed and they integrate into an organization’s culture, coaches and mentors can remain present but step back to give people space to fail, succeed, and learn on their own. The more that people are given the freedom to work by the dictates of their own conscience, the more intrinsically motivated they will be as they are answering first and foremost to themselves (intrinsic) and not others (extrinsic). Of course, if someone abuses his/her autonomy, he/she first needs more coaching and mentoring. And if the problem persists, he/she may need to be let go.

Summary: The New Dawn 

...it may not be so much that we are genetically predisposed as Homo sapiens to the worship of deity, but that we are predisposed to seek meaning in life.

I am not arguing that religion is going away, and I do not mean to cast aspersions on the religious. I am only looking at the data and the anecdotal evidence before me. Religion usually has taken the form of worshiping and honoring invisible deities through beliefs, rituals, and practices as a means to connect with something bigger than ourselves. We may be genetically predisposed to this as Homo sapiens. What I am suggesting is that as the human race evolves intellectually, people will increasingly seek to find meaning outside of religion, especially in Western societies that are predominantly Christian where belief in God, the Bible as a literal account, the reading of scripture, prayer, and the attendance at church services are all declining among younger generations. In fact, it may not be so much that we are genetically predisposed as Homo sapiens to the worship of deity, but that we are predisposed to seek meaning in life. And I submit that people will use their work more and more as a way to find that meaning and connect with something bigger than themselves, rather than as penance for the original sin or a sign of Calvinist predestination. On the one hand, this will require a complete paradigm shift in the employer-employee relationship. On the other hand, it has the potential to result in work being an exalted part of life where people do not miserably clock in and out but achieve self-actualization by bringing their whole selves to work to create the greatest advancements in humankind that will radically transform how we live our lives for the better. 
 

Creative Self-Destruction: The Organizational Fountain of Youth

Fountain of Youth, by Lucas Cranach the Elder, 1546

Fountain of Youth, by Lucas Cranach the Elder, 1546

The Age of Consumerism

Sears revolutionized the way rural Americans shopped by significantly increasing the number of products available to them and at lower prices. Sears maintained an extensive mail order catalog for over 100 years.

When I was in my early teens, my mother took a job working at a call center for the Sears catalog taking mail orders. The year was 1993. During the time my mother worked for Sears, their catalog continued to get smaller and smaller each year until there was no longer a need for the call center. I remember well the day my mother lost her job when they shut down the call center as a result of scaling back the catalog due to decreased sales. 

Excerpt from a Sears catalog

Excerpt from a Sears catalog

Sears did not invent the mail order catalog. However, Sears took the novel idea and tweaked it by targeting underserved rural populations of Americans who had disposable income in the late 19th century. Before the Sears catalog, Americans living in rural areas shopped at general stores, where there were little variety and higher prices. Sears revolutionized the way rural Americans shopped by significantly increasing the number of products available to them and at lower prices. Sears maintained an extensive mail order catalog for over 100 years (at its peak, the catalog contained over 700 pages of goods). In addition to their mail order catalog, Sears also began operating department stores in the early 20th century. Sears did not invent the department store, but executed the concept with great success, even introducing their own lines of high-quality and well-respected brands, such as Kenmore and Craftsman. With its catalog and departments stores, Sears was a major force in the retail industry for nearly a century, going so far as to even offer kit-houses in their catalogs in its early days. At its peak and as a sign of its dominance over the retail sector in America, Sears was headquartered out of the then-tallest building in the world—Sears Tower—in downtown Chicago (the name of the building has since been changed to Willis Tower.)

Willis Tower

Willis Tower

The story of Sears is both a cautionary and instructive tale. On the one hand, while Sears did not invent the mail order catalog or the department store, the company managed to dominate in both areas. On the other hand, when disruption occurred with the advent of online shopping in the Digital Age, Sears failed to adapt and has been in decline ever since. The saga of Sears teaches that you don’t have to be the innovator to take advantage of the innovation; many innovators fail to turn their ideas into successful businesses. The BBC’s Jonathan Glancey points to Harding, Howell & Co’s as the first department store. Ever shopped at a Harding, Howell & Co’s? I didn’t think so–the store went under in 1820. Forbes’ Kelly Phillips Erb cites Montgomery Ward as the first mail order catalog, which debuted in 1872. The Sears mail order catalog didn’t make its first appearance until 16 years later in 1888. But when the Sears catalog did come out, it quickly became the leader in the industry. The bottom-line moral of the Sears story is that being the innovator is not a predictor of business success, but if you fail to respond to disruptions in the marketplace, maintaining the status quo can lead to irreversible decline. 

Bureaucracy: Challenge and Response

There are almost always human keepers of...bureaucracies who protect them and have a vested interest in making sure they remain fixed
Arnold Toynbee

Arnold Toynbee

So why is it that Sears was able to successfully adopt innovations in retail with a mail order catalog and department stores, but was unable to respond to changes in retail brought about by the Digital Age? The answer is surprisingly simple: bureaucracy. The renowned British historian, Arnold Toynbee, said that all of human history could be summed up in one phrase: challenge-and-response. Whenever a person, organization, community, country or the world face a challenge, a response to the challenge is sought until one is found that meets it. Once the response is identified, it is usually codified. This codification provides stability and manifests as systems, structures, policies, and procedures (i.e. bureaucracy). There are almost always human keepers of these bureaucracies who protect them and have a vested interest in making sure they remain fixed. There is value in codifying effective responses to challenges so that lessons don’t have to constantly be re-learned. Being passed from one generation to the next, these codified responses represent growth and development in our collective knowledge, and protecting them is important. But when the dynamics of the challenge change, there is a gap period that occurs during which the old response is tried and fails until a new response is discovered. This gap period can have devastating consequences.

Guerrilla Warfare

The British approach to warfare could not withstand the American revolutionaries’ new response— guerrilla tactics—leading to the birth of a nation.
The Battle of Bunker Hill, by Howard Pyle, 1897

The Battle of Bunker Hill, by Howard Pyle, 1897

A good example of a codified response used during a gap period was how the British fought during the American Revolution. The style of combat the British used against the American rebels had worked very well in the past. Even as ragtag American revolutionaries were humiliating the British military, the British empire was still the largest and most powerful in the world at the time—a sign that its military tactics had been successful. While there were multiple factors that contributed to the British defeat in the Revolutionary War, one of the significant reasons was the British military’s inability to respond to the guerrilla warfare tactics that the American insurgents were using. Centuries of successful British military campaigns created a highly codified approach to warfare. The British approach to warfare could not withstand the American revolutionaries’ new response— guerrilla tactics—leading to the birth of a nation. To be sure, American separatists were not the first to use guerrilla warfare tactics. However, the British military had not adapted its response to meet the challenge of guerrilla warfare, thus the gap. 

Sears in the Digital Age

...if the challenge changes and your response doesn’t, the new challenge will eventually defeat you.

While Sears’ inability to adapt to the Digital Age didn’t have the life-and-death consequences of the American Revolutionary War, the underlying premise is the same: if the challenge changes and your response doesn’t, the new challenge will eventually defeat you. In the early days of its existence, Sears adopted responses to changes in the marketplace and did so with great success. For decades, the consumer market didn’t change much, except for new competitors and products. During those decades, Sears created formal and informal systems, structures, policies, and procedures to ensure they were responding to the challenge of consumer behavior at the time. By the time the Digital Age arrived, these systems, structures, policies, and procedures acted like a monkey trap (i.e. a device with a hole small enough for the monkey to fit its hand in with an object of desire in side [food] that is too big to escape the hole and which the monkey refuses to release, thus trapping it). 

Holding on to the Banana

...bureaucracies act first like shelters and then like prisons, as they are built up over time to protect personal and institutional interests.

I’m confident that there were senior leaders at Sears who wanted to revolutionize their business model by seizing on the advent of e-commerce, but the organization simply could not let go of the banana. The organization would rather die than adapt, like the monkey that gets caught in the trap instead of simply letting go of the banana. The paradox is that the bureaucratic institutions put in place have value to a point, which justifies their existence. However, they only serve the institution until they don’t anymore, at which point so many people have been put into place to protect the bureaucracy and have a vested interest in maintaining it that it is difficult to successfully challenge and change the systems, structures, policies and procedures that make up the bureaucracy. 

In many (perhaps most) cases, individuals are not aware that they are protecting a bureaucracy that is leading to the institution’s demise; they are simply following the rules, ensuring that others follow the rules, and providing rewards for those who conform while punishing those who don’t. In other words, keepers are usually well-intentioned. Good intentions notwithstanding, these bureaucracies act first like shelters and then like prisons, as they are built up over time to protect personal and institutional interests. These prisons trap their hostages as they eventually become inescapable and collapse, resulting in the death not only of the bureaucracy but the organization to which it was attached. 

I will tell you that I have spent a lot of time in organizations that are highly bureaucratic, but that want to innovate, so they pay lip service to innovation and even sometimes establish special organizations that are meant to innovate with the intent that those innovations will be cycled back into the larger organization. I’ve only ever seen this done with token successes that don’t fundamentally influence how the larger organization responds to challenges. The vested interests in maintaining the status quo—especially in large and successful organizations—has an inertia that almost always prevents changes in response to challenges. 

Innovation as Novelty at the Edges

...bureaucracy at Sears allowed for incremental innovation...However, when revolutions occur that fundamentally change the challenge, novelty at the edges will not provide a sufficient response to that challenge.

At this point, some readers may be wondering, “Companies come up with innovate products and ways of doing business all the time.” That’s true. The technology for cars, for example, is constantly changing to the point where they can all but drive themselves these days. This is a type of innovation called “novelty at the edges.” In other words, this is innovation that builds on itself. Some of these innovations will be useful while others will not, but large organizations have wide margins for error that allow for occasional failure. Regarding the products and services an organization offers and the means by which it offers them, the organization should always be open-minded about embracing this type of novelty at the edges. And almost all successful organizations do. For example, the bureaucracy at Sears allowed for incremental innovation in that a Kenmore washing machine built in 1980 is very different from a more advanced one built in 2017. However, when revolutions occur that fundamentally change the challenge (be those changes brought about by industry, consumer behavior, or both), novelty at the edges will not provide a sufficient response to that challenge. Revolutionary changes require revolutionary innovation. The revolution that occurred which allowed Sears to successfully respond to changes in consumerism with a mail order catalog and later departments stores was due to the growth in the middle class and the increase in discretionary income among Americans in the late 19th and early 20th centuries. But then came the revolution of the Digital Age, which brought with it a whole new way to shop—online. And just as Sears was able to enter the new era of consumerism in the late 19th century, Amazon has been able to respond to Digital-Age consumerism. In fact, both Sears and Amazon are not so much examples of organizations that adapted to a new challenge as much as they are examples of organizations that came about as a result of changing dynamics in consumer behavior, and then reinforced that behavior with their business models. 

An Antidote?

...if you’re content being an extremely successful organization for decades, all the while building a dam that protects you but will eventually cut off your water supply, then, by all means, codify your systems, structures, policies, and procedures, and put people in place to guard these bureaucracies at all cost.

So is there an antidote to this organizational paralysis by bureaucracy? It depends. By all accounts, the way Sears responded to the market served it well for decades. It could be argued that if Sears preemptively acted by moving to an e-commerce model, it could have spelled the retailer’s demise if the timing was off. As a large multinational corporation, there was simply too much at stake for Sears to throw caution to the wind by radically changing its business model. I think that’s a fair argument to make. So, if you’re content being an extremely successful organization for decades, all the while building a dam that protects you but will eventually cut off your water supply, then, by all means, codify your systems, structures, policies, and procedures, and put people in place to guard these bureaucracies at all cost. Alternatively, your organization can live in a perpetual state of evolution by innovation. But there are risks associated with this as well. Innovation can be expensive because there’s often a high rate of failure. And what happens when you do find something that answers the challenge? Are you going to stick with it and protect it or are you going to risk it being deprived of oxygen by continuing to over-innovate? 

Height Advantage and Wave Theory 

Creative self-destruction is a form of operating in such a way that an organization is prepared to radically change its products and services or the way it delivers its products and services so that it is not only riding the current challenge wave but is prepared to use its height advantage at the peak of the challenge wave to leap to another challenge wave.

So organizations face a dilemma. On the one hand, there is some value in codifying responses and creating bureaucracies, while on the other hand bureaucracy prevents organizations from making revolutionary innovations in response to significant new challenges. Conventional wisdom suggests that companies are born out of successfully meeting a challenge, reach maturity, and eventually fall into decline and die. When an organization can no longer survive due to a lack of revolutionary innovation in response to new challenges, this is a form of creative destruction, which is considered a given in capitalism. This creative destruction leaves devastation in its wake, with employees losing their jobs and investors losing money (unless you were smart enough to short the stock). However, there is an alternative: creative self-destruction. Creative self-destruction is a form of operating in such a way that an organization is prepared to radically change its products and services or the way it delivers its products and services so that it is not only riding the current challenge wave but is prepared to use its height advantage at the peak of the challenge wave to leap to another challenge wave. If the organization waits too long, the wave it’s riding will shrink, and it will lose its height advantage and be unable to make the leap. By the same token, if the organization jumps too quickly, it will fall short of the coming wave and risks being overtaken by it. This method of doing business attempts to avoid gap periods when a new challenge is emerging by staying with or ahead of it. But this is much easier said than done. As I’ve noted, the paradox of bureaucracy is that it has value in that it provides a stable response posture to the present challenge, but also resists change, because change threatens the keepers of bureaucracy and shines a light on their intransigence. 

To be sure, the dynamics of how challenges change vary from industry to industry, and some companies may be able to remain in business for centuries before a new challenge emerges that requires a different response. On the other end of the spectrum are companies that are operating in a space where the challenges are almost always changing. I would argue that Apple is in the latter category and is a possible candidate example of a company that has a culture of creative self-destruction. From a distance, it appears to me that Apple is preparing to jump from the wave of how consumers currently use electronic devices to a wave in which the way people use their devices will constitute a revolution, thus presenting a new challenge, which Apple may be anticipating by readying itself for a leap. 

The Fountain of Youth

Fountain of Youth, by Lucas Cranach the Elder, 1546

Fountain of Youth, by Lucas Cranach the Elder, 1546

Minimum Viable Systems, Structures, Policies, and Procedures

For an organization to be a leap organization, it must have minimum viable systems, structures, policies, and procedures; the organization must be minimalist in terms of bureaucracy.

So what does it take for an organization to position itself such that it can ride wave after wave of revolutions in challenges without falling into the gaps (i.e. a leap organization)? The first practice has to do with minimum viability. Many people have become enamored of the idea of minimum viable products, and Apple itself has been a poster child for minimum viable products. For an organization to be a leap organization, it must have minimum viable systems, structures, policies, and procedures; the organization must be minimalist in terms of bureaucracy. This means fewer systems, structure, policies, and procedures, and especially fewer people who have a vested interest in maintaining the bureaucracy and whose value to the organization is wholly dependent on the maintenance of the bureaucracy (i.e. the management cadre). 

Flat Organizations: Serendipity & Spontaneity

Because the complexity of skills people now possess are so deep, innovation often occurs when two or more people collaborate cross-functionally in mutually-beneficial ways...

Second, organizations must be as flat as possible. Hierarchy complicates communication and disrupts two of the most important precursors to innovation: serendipity and spontaneity. Because the complexity of skills people now possess are so deep, innovation often occurs when two or more people collaborate cross-functionally in mutually-beneficial ways, which will happen serendipitously if there is not a management cadre or bureaucracy whose existence is predicated upon maintaining the status quo and quashing any change that threatens it. I do not mean to suggest that there should be no predictability or stability in an organization; it’s alright for there to be a tension between predictability and stability and serendipitous innovation. The key to overcoming this is to ensure that not a single person has a job in an organization with the sole purpose of maintaining the codified response mechanisms of systems, structures, policies, and procedures. The fewer people there are whose livelihood depends on the status quo being maintained, the less likely they are to prevent or sabotage cross-functional and serendipitous innovation, because such innovation is, by definition, a threat to the status quo. 

Third, spontaneity is crucial to innovation because it allows people to maximize the energy that comes from their unpredictable “ah-ha” moments. I can’t imagine a more detrimental practice to innovation than trying to control the unpredictability of innovation by having and “innovation-by-fiat” culture; fiat and innovation are antithetical. Because innovation is often accompanied by a high rate of failure, embrace that failure and reframe it as success (i.e. “This idea didn’t work, and that’s a success because now we can cross it off the list of possibilities.”). 

The Futurists

Futurists often sound like skeptical pessimists because they are peering into the future and are intuiting an incongruence...

Lastly, value the futurists in your organizations. Futurists often sound like skeptical pessimists because they are peering into the future and are intuiting an incongruence among how an organization is currently responding to a challenge, how that challenge will change, and how the organization is not yet prepared to meet the foreseen challenges. While I agree that the constant foreboding prophecies of futurists can be demoralizing, helping them to reframe their mindset away from what’s not being done toward what is possible by spreading the word using encouraging and positive language, can go a long way to getting tremendous value out of these rare individuals without sacrificing morale.  

Conclusion

...through creative self-destruction we can develop leap-organizations that can ride one wave of challenges and leap to the next without falling into the gap and being swallowed.

Many of today’s organizational leaders—especially in business—have a sense that their codified responses to 20th-century challenges are going to be insufficient for 21st-century challenges, and we’re already seeing the early evidence of organizations that are being swallowed by these new challenges. In response, many executives pay lip service to revolutionary innovation and sometimes even go so far as to establish semi-autonomous organizations with the charge to innovate. The problem with these pseudo-independent innovation organizations is that often their revolutionary innovations—which would help an organization become a leap organization—are not refactored into the mother organization, due to all of the above-mentioned dynamics that create organizational cultures resistant to change. A CEO’s or President’s will, desire, and directives alone are insufficient to overcome the deeply embedded systems, structures, policies, and procedures that prevent revolutionary innovation within organizations. Most organizations will be unable to change their responses to new challenges that come from significant shifts in how people behave, and they will fall victim to creative destruction. However, I believe that through creative self-destruction, we can develop leap-organizations that can ride one wave of challenges and leap to the next without falling into the gap and being swallowed. And I believe this can be done by developing cultures that create space for and are not resistant to timely revolutionary innovation.  
 

Simplifying the Constructs of Communication: The Color-Code Method

A Debatable Bad Habit

Because of the positive reinforcement I had received for many years...I developed a bad habit of using an aggressive communication style and could not see alternative approaches.

From my early 20s on, I found kindred spirits in those who enjoyyed sparring with words. I don’t mean rage-filled confrontations of screaming and yelling; I mean lively debates about things such as politics, philosophy, religion, etc. I would often find myself even playing devil’s advocate so I could try on others’ points of view. I frequently had these debates with some of my best friends, sure to divorce the discourse from emotion so as not to hurt one another’s feelings. Not everyone enjoys this type of verbal sport. And these battles of intellect can become even more unpalatable for some when they turn acrimonious.

As I began my professional career in the early 2000s, I often used my debating skills to outmaneuver unwitting opponents at work, sometimes with success and sometimes without, but never with serious consequences. However, several years ago, I attempted to strike up a debate during a meeting with my then-superior among his subordinates. The topic at hand was the revamped mission of our 20-person division, about which I had some concerns. The leadership never sought the division members’ opinions on the new mission direction, so we hadn’t had a chance to weigh in. Because my supervisor and I had a friendly relationship, I jumped to the conclusion that I could air my concerns in the open, have a full-throated debate with him, and perhaps resolve my worries by modifying the division’s mission through my will, intellect, and persistence. In hindsight, for me to presuppose such an outcome was foolish. I began to verbally jab my supervisor as a subtle invitation to debate, but he quickly became very defensive, resistant, and moved on to another topic. In that moment, I took his reluctance to debate the issue as a sign that he was simply unprepared to defend the mission.

My unsuccessful attempt to draw my superior into a debate and his obvious discomfort and resistance made me appear aggressive and intimidating to some of my colleagues. The matter of the division’s mission was never brought up in the group again, and I can’t help but think that it was due in part to the fear that I would try to stir the pot anew were it to be brought up. The sad fact is that there were flaws in the mission and the division never had a chance to have a productive dialogue around the issue, thus making it the elephant in the room every time we met. In short, questions and concerns about the division’s mission were left dangling and unresolved, leaving much confusion and consternation in its wake.

With some distance from this event, it is now easy for me to see how wrongheaded my approach was. Before this incident, I had been tacitly rewarded at work for such aggressive behavior, and it became my default mode of communication when dealing with conflict and when stakes were high. Because of the positive reinforcement I had received for many years before the fateful meeting with my supervisor and our division, I developed a bad habit of using an aggressive communication style and could not see alternative approaches.

While there are a time and place for aggressiveness and debate, I became so used to that style of communication that when the time came for a more mature approach to discussing our division’s mission with my supervisor, I didn’t know how else to proceed. The lesson I learned from this experience is that when selecting a mode of communication, it's critical to always have the end in mind and let that guide your communication. Do you want to win a debate and be perceived as the smartest person in the room, or do you want to reach a level of understanding and clarity in the service of everyone involved?

Reaching Higher: Your Internal Voice and Internal Listening

The ability to hear your emotional signals and make a choice about how you respond to your internal voice is the cornerstone of emotional intelligence.

Taking a step back and accepting and end that is in the service of reaching a higher plane of understanding requires that you develop your internal listening. Most people have well-developed internal voices but often move to actions based upon their internal voices without giving their internal listening a chance to hear and process what they're saying to themselves. The ability to hear your emotional signals and make a choice about how you respond to your internal voice is the cornerstone of emotional intelligence. This skill is crucial to becoming a productive communicator because being honest with yourself about what your internal voice is saying and not being a slave to it means having developed a frame of mind in which you can recognize the limits of your knowledge and seek an understanding that transcends your self-interests and current level of comprehension.

In the case of challenging my supervisor over the mission of our division amidst his subordinates, while there may have been a modicum of wanting to achieve a higher understanding in the service of everyone, my real motivation was to feed my very hungry ego, which led to a debate mode of communication. I wanted to display intellectual superiority more than I wanted for the group to gain a greater understanding. And in doing so, I damaged my reputation by coming off as a bully and compromised my supervisor’s authority. Ultimately, because of my actions, the greater understanding that the group obtained was that I was a troublemaker. In the past, I had been a useful troublemaker and rewarded for it. But as a newcomer to this division, my trouble making ways were unexpected and unproductive. To be sure, the leadership did make mistakes in rolling out their new mission, both regarding the substance of the mission and in their approach to developing the mission. I knew this was the case, and frankly, I was looking for an opportunity to make a point and "speak truth to power". But my efforts were counterproductive and self-serving. Speaking truth to power and being self-righteous are not the same thing

Modes of Communication

The ability to be in tune with what your internal voice is telling you together with developed internal listening gives you insight into your motives and can disrupt unproductive behavior.

There are many modes of communication, and people usually shift among them without much thought. These modes of communication run along a continuum. Many factors influence your preferred mode of communication and much of it based on Jungian theories of human behavior, including introversion or extroversion, the desire to reach closure or the desire to keep things open-ended, and whether you approach things more from a thinking or feeling point of view. Under normal circumstances, you tend to select the mode of least resistance on the continuum of communication, based upon your personality type.

Many people often don’t give much thought to where they are on the continuum when they're communicating, because they have not developed their internal listening and do not have a productive end in mind. The ability to be in tune with what your internal voice is telling you together with developed internal listening gives you insight into your motives and can disrupt unproductive behavior. This is a form of mindfulness (i.e. the ability to accept what is happening in the moment without being a slave to it). This lack of mindfulness as it relates to communication is, in my opinion, the leading cause of dysfunction within organizations. Lack of communication, unproductive communication, and disruptive communication all contribute to an organizational culture of confusion, frustration, and disengagement.

Organizations are highly dynamic constructs. For organizations to operate productively and do so in a sustained way, there must be a culture of communication that is predicated upon individuals being mindful about the ends and mode of communication.

The Color-Code Method of Communication

There are many books written on the topic of communication, days-long workshops on the topic, and in-house training seminars that teach productive communication. People even hire personal coaches to help them improve their communication. I am in favor of all of the above, with one caveat. Sometimes techniques for productive communication are presented on a scale of magnitude that leaves one wondering whether achieving productive communication is even doable. I know I have often felt this way after reading books and attending training and seminars on the topic. How could I possibly remember everything explained about communication in this or that 300-page book or after 40 odd hours of workshops and training? The fact is no one is ever going to be 100 percent productive at communicating 100 percent of the time. With the goal of helping to simplify the concept of productive communication, I’ve developed a construct that is aimed at simplifying things by using a color-based shorthand of green, yellow, and red on a continuum of communication.

NOTE: I have deliberately chosen to use the phrase "productive communication" over the more common phrase "effective communication" because the former simply means that the communication in question achieved the desired effect–which may or may not be of value–whereas the latter indicates that the communication has produced something that adds value. 

Green: Green communication is low-stakes and includes everything from friendly chitchat with strangers to conversations with friends and family about issues of relative unimportance. Green communication is critical to building rapport with others, getting to know people, finding out basic information, catching up with loved ones, and passing along necessary data. Green communication is where most people spend the preponderance of their time. While green conversations can be intellectually and emotionally stimulating, they are free of debate and strong disagreements. Green communication is essential to building and maintaining trust and rapport. Green communication is essentially conversation that includes two or more people.

Yellow: Yellow communication can be summed up as dialogue. Dialogue is different from conversation in that the stakes are higher, and there may be disagreements and differing points of view. Yellow communication takes place when people put their egos aside and engage in an exchange of ideas and information in the service of achieving a higher understanding that benefits everyone (i.e. collectively producing something new of value out of communication). Yellow communication requires mindfulness, emotional maturity, and highly tuned internal listening because its goal is not to outwit your co-communicators but to build on each other's ideas, which demands a willingness to set aside some beliefs and let go of personal agendas. If dialogue is to take place, some people will have to acquiesce, and others will have to accept their acquiescence with grace. Dialogue has no individual winners or losers; when dialogue takes place, and a higher plane of understanding is achieved, everyone wins. Dialogue is mindful communication, which means that you are sufficiently in tune with your internal voice and listebing so that you have the agency to choose not to respond to impulses that come from a place of self-defensiveness, arrogance, or fear. When you are aware of the visceral emotional and physical signals of defensiveness, anxiety, or ego at the moment that you are experiencing them, then you can choose to accept those feelings in the present moment and not respond to them by lurching into the red zone on the continuum of communication.

Red: Red communication ranges from debate to argument. The objective of red communication is to defeat your opponent. Red communication tends to be acrimonious and only (sometimes) productive when done in the confines of the legal system, politics, or a debate club. Engaging in red communication can sharpen the intellect and improve the skills of finding logical flaws in opponents’ arguments and making articulate points extemporaneously. Red communication also includes unproductive adrenaline-fueled verbal fights that can cause long-term damage. The objective of red communication is to win, which does not lend itself to achieving a higher level of understanding in the service of everyone. Yellow communication has the potential to achieve higher levels of understanding because it is the collective knowledge and wisdom of the couple or group that results in something that is greater than the sum of its parts. Because red communication is binary in that you either lose or win the argument, collective knowledge and wisdom don't play a role, thus making it unlikely for higher understanding to be achieved as no one person has a monopoly on knowledge and understanding. And often people win debates and arguments not because they're right, but because they're better skilled at debating and arguing.

The place on the continuum where the most productive communication takes place is in the yellow zone, which corresponds to dialogue. Because of environmental conditioning—i.e. competing with others for grades in school, victories in sport, promotions at work, and a cultural bias in many Western societies for politeness—people tend to dwell in the red and green zones on the continuum of communication. People try to remain polite and maintain harmony but are willing to become passive aggressive, openly aggressive, and even nasty if they perceive a threat.

How to Get to Dialogue

When dialogue occurs, information is not only given but received in such a way that it shapes how others see things toward the goal of higher understanding.

Dialogue is predicated upon the premise of seeking first to understand. And since everyone knows nothing about almost everything, there is no shame in seeking to understand. When dialogue occurs, information is not only given but received in such a way that it shapes how others see things toward the goal of higher understanding. Not everyone will always be equals in dialogue—e.g. one person may come into the dialogue with more knowledge. Regardless of who has more knowledge, all parties should be humble both in giving and receiving information. Sometimes shared information will be challenged with contrary information; this is a normal and healthy part of dialogue, so long as it is done mindfully. 

The first step toward productive dialogue is wanting it. If your preferred modus operandi of communication tend toward the red zone and you have no desire to temper that trait, dialogue will be an impossibility. By the same token, if you shy away from any conflict and prefer harmony, you may find receiving information that challenges your assumptions and opinions to be uncomfortable. One of the most productive side effects of yellow communication is that it acts as a safety release valve, especially for those who tend to dwell in green communication and can eventually become passive aggressive when they disagree with someone or something but are unwilling to sacrifice harmony to have dialogue. It also helps people who lean toward red communication to be more constructive about how they air their concerns and opinions, instead of being openly antagonistic and unproductively negative. I know this from firsthand experience.

There are seven things you can do to prepare for and engage in the productive communication mode of dialogue:

  1. Before you engage in yellow communication, check your frame of mind. Yellow communication requires that your frame of mind be on seeking first to understand, and not seeking first to be understood.
  2. State your intentions about wanting to reach a higher level of understanding together before starting the dialogue. 
  3. Write down your thoughts beforehand. Writing down your thoughts helps you to be prepared to better articulate your point of view, know in advance those areas where you lack knowledge, and identify your “hot spots” (i.e. those things that might trigger a leap into the red).
  4. Sometimes a dialogue can get off on the wrong foot or take a bad turn. That’s okay! Don’t be afraid to either try to restart the dialogue or even postpone it. It’s far better to bail out of a dialogue that is turning acrimonious than it is to white-knuckle it. But, if you do this, you must return to the dialogue at some point. To not do so can cause things to fester, setting the stage for an unproductive argument or passive aggressiveness.
  5. Make frequent use of “I” statements and take ownership of your thoughts and feelings, instead of placing the responsibility for what you think and how you feel on others. Accusatory language is likely to be met with a defensive response.
  6. Remember that in dialogue, you and those with whom you are dialoguing are not opponents; you are collaborators in seeking and finding higher understanding through the productive exchange of knowledge and information. 
  7. Be genuinely curious. Being curious will open your mind up to asking non-leading questions and productive exchanges of knowledge and information.

Every color of communication has its place. Most people dwell where they are comfortable, which tends to be in harmony (even if that harmony is false), or aggression. While I freely acknowledge that yellow communication requires being more in tune with your inner voice, developing your inner listening, and putting your ego aside, it is a mode of communication that deserves much more of our time and attention in the workplace than it's currently getting. At first, engaging in dialogue may feel uncomfortable, stilted, or forced. But as you practice this style of communication more and more, it will eventually come to feel natural. Just like most things, you have to practice it to get good at it. You’re never going to be perfect, so a little bit of patience and self-compassion go a long way in helping you to stick with the practice of dialogue to achieve a higher understanding in the service of everyone.

It's Not Business It's Strictly Personal: How to Survive the Emerging Employee Apocalypse

Something Was Wrong–We Just Couldn't Put our Finger On it

More than once she uttered the phrase ‘If you’re not happy here, there’s a line of people waiting to take your job.’

Early on in my career, I had a boss who made a lasting impression on me. I considered her a mentor. She was twice my age and had an advanced degree. She had experience with many companies as a successful executive. She gave of her time generously to me as she shared sage wisdom about how to manage workflows and projects. I have held on to her wisdom and consider it a gift. But, there was another side to her, from which I also learned lessons about how not to manage, particularly where people are concerned. 

I spent several years in this organization with my then-mentor and boss. There was dismal morale on the team where I worked and I don’t think I knew one person who wasn’t actively looking for a job elsewhere. Everyone I spoke with attributed the low morale to our boss. Nevertheless, no one could quite place a finger on what it was that she did or didn’t do that was resulting in such low morale. Everyone just seemed to have a strong sense that our boss was the epicenter of the problem, even if they couldn’t articulate why. 

As the years have passed and as I have grown in my experience, I only recently started to put together the puzzle of why my then-boss and mentor was such a source of distress for my colleagues. Most of my colleagues at the time were in their late 20s or early 30s. Most had advanced degrees. And all of them had many years of work experience. While it may not have been apparent to my boss at the time, the paradigm from which she was operating was one in which employees’ paychecks were considered their reward, employees should be grateful to have their employment, and where fear was used as a motivator. More than once she uttered the phrase “If you’re not happy here, there’s a line of people waiting to take your job.” 

Fear and Homo Economicus 

...as people attempt to satisfy their basic physiological and safety needs, fear can be a powerful and effective long-term motivator, so long as physiological and safety needs remain uncertain

Fear. Fear is perhaps the most powerful and potent motivator. Fear is primal. Fear manifests emotionally, mentally, and physically. And fear is very easy to ply from a position of authority. There was a time when fear was the primary means of motivating employees (and still is in many places). The economic theory of homo economicus (the “economic man”) holds that human economic behavior is motivated primarily by self-interest. I believe this is accurate, to the extent that human behavior is driven by the base needs on Maslow’s hierarchy. Maslow’s theory of human motivation states that our first need is related to physiology (i.e. food, water, shelter). The second need, per Maslow’s hierarchy, is safety. When people’s physiological and safety needs are unmet, I submit that they do behave in ways that are indeed based in self-interest. Furthermore, as people attempt to satisfy their basic physiological and safety needs, fear can be a powerful and effective long-term motivator, so long as physiological and safety needs remain uncertain. 

For the majority of people in the majority of Western countries, their basic physiological and safety needs are met. As labor unions toiled to protect workers’ rights and as governments put in place regulations and social safety nets over the past 100 years, physiological and safety needs have become less motivating for employees. These needs don't go away, but as they are met, previously latent needs emerge:

Shifting Grounds: From Fear to Meaning

Nowadays, fear—while usually an effective short-term motivator—does almost no good in the mid- and long-term and causes severe damage to organizations...

For highly educated and skilled people, their physiological and safety needs are even further assured by the likelihood that their education and experience will secure them another job if they are to lose one. In the 19th and early 20th century, it may have been effective, if cruel, for an employer to use fear as a long-term motivating factor using the paradigm of homo economicus. This fear was like a storm cloud over people's heads that could rain down the loss of employment or punishment at a moment's notice with no safety net to catch them or those whom they supported.

Nowadays, fear—while usually an effective short-term motivator—does almost no good in the mid- and long-term and causes severe damage to organizations that employ educated and skilled knowledge-workers. Essentially, the significant increase in education people have acquired over the past 50 years, combined with 100 plus years of putting in place social safety nets and laws to protect workers' rights, has flipped the paradigm of homo economicus on its head. Fear is no longer an effective tool for most organizations in developed countries. In other words, “Jessica, you better have that proposal on my desk by tomorrow morning or else!” or “Michael, I want that report, and I want it now or there will be hell to pay!” are phrases better left on the trash heap of clichés from the 1980s and are unsuitable communication for the 21st century workplace. 

The guiding principle behind the new paradigm is to develop organizational cultures based on four core values: trust, dialogue, accountability, and autonomy.

So, if the homo-economicus paradigm of motivation–in which fear was used as a long-term, albeit inhumane, means of ensuring effective and efficient production–is no longer viable in the developed world, what does the new paradigm look like? For starters, It does not look like people in positions of authority supplicating their employees to work or baiting them with rewards, as is sometimes the dismissive retort to the argument that employers need to change the motivational paradigm from which they operate. The guiding principle behind the new paradigm is to develop organizational cultures based on four core values: trust, dialogue, accountability, and autonomy. This new paradigm is homo self-actualizicus–i.e. the motive to realize one's full potential based on a whole-person construct (i.e. not a bifurcated personality of a "work self" and a "home self") and toward the highest need on Maslow's hierarchy-self-actualization. 

The Core Values for a Homo Self-Actualizicus Culture

Trust: There are many definitions of trust. The trust I speak of is what the late Dr. Stephen Covey described as a combination of competency and character. In other words, when you observe someone has the skills to perform a task and you believe s/he has the character to execute the task ethically, you trust that person. Trust isn’t built overnight. But as superiors see patterns of behavior in their employees that suggest competency and character, trust should be given quickly, which manifests as a release of control from superiors.  

Trust will still sometimes be violated, and this road goes both ways (i.e. sometimes superiors violate trust, and sometimes their employees violate trust). We are human beings and make mistakes. I cannot speak to each possible scenario in which trust is violated. However, I can offer that generosity, forgiveness, and the opportunity for redemption are practices that will develop deep bonds of mutual commitment and yield better results than draconian and punitive actions. Again, this generosity, forgiveness, and redemption should go both ways. Will there be times when trust has been so violated that there is no room for redemption? Absolutely. But I suspect these instances will be rare, as obtaining and maintaining trust speaks directly to the needs of love, belonging, and esteem. 

Dialogue: Dialogue is neither a conversation nor is it a debate. Dialogue occurs when two or more people express ideas that build on each other in pursuit of wise knowledge. Conversation is an exchange of information. Debate is conflict-oriented communication with the goal of defeating one’s opponent. Dialogue sits right in the middle of conversation and debate on the continuum of communication. Dialogue, conversation, and debate all have their place in work life. But dialogue requires the most self-awareness and emotional intelligence to navigate and should predominate. The reason why dialogue requires self-awareness and emotional intelligence is because dialogue demands that people be willing to let go of their egos and acknowledge better ideas, accept others' acquiescence with grace, and ultimately allow for all participants to equally contribute without the risk of castigation so as to realize ideas that are greater than the sum of the collective wisdom of the participants.  

The use of the word management lingers in today’s workplace lexicon and is often confused with leadership. Leadership and management are different disciplines. However, in organizations where skilled knowledge-workers predominate, management of people is a moot practice...

Accountability: Accountability is the space where it can be easy to revert to authoritarian behaviors (i.e. the homo-economicus work paradigm). But holding others accountable to their commitments is an act that can be carried out with respect and care. There are three essential elements to holding others accountable. First, assume the best of others. When someone has failed to meet a commitment, resist the urge to attribute it to laziness, thoughtlessness, indifference, etc. Most people are not lazy, inconsiderate, or indifferent. Second, be honest and caring. I don’t mean to suggest people need to be treated like they've just lost a loved one and coddled. The simple use of kind language that is based on facts is sufficient. Third, when people have made commitments and are not meeting those commitments, seek first to understand. There are sometimes variables outside of people’s control that prevent them from meeting their commitments, such as illness, other more pressing demands, lack of necessary support, technical difficulties, etc. And even when someone has failed to meet a commitment for reasons such as indifference, inadequate effort, or even passive aggressiveness, seeking to understand the reasons behind his/her behavior can often reveal the motives for resistance, opening up the opportunity for dialogue and finding a potential solution to the resistance leading to personal growth of emotional self-awareness. 

Autonomy: One of the most frequent complaints I hear from people is that they feel like they’re being micromanaged. The first thing I would say about micromanagement and management is that for all intents and purposes, they are the same. The very definition of management is the process of controlling something. Whether a person is being controlled a lot or a little, it's still probably going to feel like micromanagement. So the problem isn’t micromanagement per se; it’s the fact that management is a control-based paradigm. 

As industry became more mechanized during the 20th century, there was a place for the management of people. Low-skilled laborers working on an assembly line or operating heavy machinery required the careful supervision of people with more experience. For the sake of safety and efficiency, this supervision often manifests as control, giving precise directions on what to do and how to do it. The use of the word management lingers in today’s workplace lexicon and is often confused with leadership. Leadership and management are different disciplines. However, in organizations where skilled knowledge-workers predominate, management of people is a moot practice for the most part. And in fact, many employees know more about how to use their skills than their so-called managers. I've lost count of the number of times I've heard managers say they don't know how to do the jobs of their subordinates. There is no requirement that people in positions of authority be omniscient. But if the role of a manager is to control, that implies mastery of the skills over which they have dominion. There may be some place for people-management early on in a person’s tenure, but it should be short-lived. The practice of management is still relevant, but mostly where inanimate things are concerned (e.g. processes, machinery, systems, etc.). 

It is essential for skilled knowledge-workers to have a sense of autonomy—a feeling that they have been given the time and space they need to do their jobs without the harassment and meddling of overseers who themselves may not even have an understanding of the skills required to perform the tasks at hand. This does not mean there cannot be deadlines, standards of quality, etc. It simply means that people be left to manage themselves to meet those deadlines and standards of quality. People who are given autonomy tend to exceed expectations of deadlines and standards of quality, because when they do exceed these milestones, it’s a personal victory, and not because they were poked and prodded into it. Personal victories always feel better than forced ones, because they satisfy the need for self-esteem. 

Values are underpinned by beliefs, and values manifest in behavior. The collective behavior of an organization, which is based upon its values-in-use and the beliefs upon which those values are based, make up an organization’s culture. The culture of successful organizations in the 21st century will be based on the theory of homo self-actualizicus. 

While the motivational paradigm of homo economicus remains in use in undeveloped countries and workplaces with low-skilled labor, it is not a useful paradigm for this century in developed countries where people are more skilled and educated than ever. The paradigm of homo self-actualizicus is the most effective model on which to base an organization’s guiding values: trust, dialogue, accountability, and autonomy. Values are underpinned by beliefs, and values manifest in behavior. The collective behavior of an organization, which is based upon its values-in-use and the beliefs upon which those values are based, make up an organization’s culture. The culture of successful organizations in the 21st century will be based on the theory of self-actualizicus. 

Stepping Up to the New Paradigm

If your organization employs skilled knowledge-workers and is either operating on a paradigm of homo economicus or regressing towards homo economicus, chances are that many people are silently plotting their exit strategy.

In order for organizations that employ skilled knowledge-workers to remain productive, profitable, collaborative, and innovative, it is imperative that they start to move their cultures away from homo-economicus based motivation and towards self-actualizicus. It is important to remember that employees are volunteering themselves, and are increasingly feeling less loyal to their employers. If your organization employs skilled knowledge-workers and is either operating on a paradigm of homo economicus or regressing towards homo economicus, chances are that many people are silently plotting their exit strategy. Gone are the days when people were willing to tolerate a draconian work environment so that they could remain with an employer for five, fifteen, or even thirty years; that employee-employer compact is gone. It’s now commonplace for individuals to work as few as two to three years for an organization before they move on. I believe some of this is because people born after 1980 (i.e. the “m” word) have a higher level of comfort with being transient in where they live and work. These same individuals do not suffer fools lightly, and employers who attempt to maintain a control-based management culture with these people are fools indeed. While these people may only work a few years for your organization, you can maximize the value they add by having a culture of homo self-actualizicus and increase the chances that they'll remain longer. 

Be very careful who you let into the henhouse of authority; the megalomaniac manager...is the gateway to creating a toxic workplace.

To develop and sustain a culture consistent with self-actualizicus, employers must bring into positions of leadership those who value trust, dialogue, accountability, and autonomy, and who behave consistently with those values. Be very careful who you let into the henhouse of authority; the megalomaniac manager that is a holdover from the homo-economicus paradigm—a cliché of the 1980s corporate culture—is the gateway to creating a toxic workplace. Often, tendencies of megalomania are latent in people who have unmet esteem needs. The megalomania is awakened by the bestowal of authority. The antidote to this is developing self-awareness and EQ in people before they are given access to the levers of power. Toxic workplaces have a high rate of turnover that will quickly undermine an organization’s ability to remain productive, profitable, collaborative, and especially innovative, leaving C-suite executives reeling from skyrocketing overhead costs associated with a hiring and onboarding process that is akin to a sieve. 

Of Middle Management and the Movie Rental Industry: The Role of Innovation 

Organizations are going to constantly have to reinvent themselves through innovation to remain competitive. This will take the form of creative self-destruction.

The age of “middle-management” is over. Middle management is an artifact of the homo-economicus paradigm of motivation and labor that presupposed people needed to be controlled for an organization to be successful. Organizations are going to constantly have to reinvent themselves through innovation to remain competitive. This will take the form of creative self-destruction. Take the case of the movie rental industry. Blockbuster ruled the industry for over 20 years. Then disruption began, first with mail-order movies from Netflix starting in 1997, then Redbox in 2002, and now online video rental via iTunes and Amazon (i.e. creative destruction). However, Blockbuster could have self-destructed its business model and remained a viable company by introducing the same innovations as Netflix and Redbox before Netflix and Redbox emerged. But they were too late. 

The single biggest threat to innovation is the construct of middle management.

Innovation is not new. But the rate of innovation is accelerating. It could be said that if you're not innovating, you're decaying. There's not much middle ground. The single biggest threat to innovation is the construct of middle management. The more layers of management, the slower the gears of innovation turn. The slower innovation occurs, the less likely it is to drive market capitalization and for organizations to remain ahead of their competitors until a state of stagnation and eventually entropy is reached. Then you're Sears. Then you're Kmart. Then you're Circuit City. Then you're Blockbuster. The moral of the story is that if you want to remain competitively innovative, live by the values of trust, dialogue, accountability, and autonomy, all of which allow an organization to remain flat and unleash the most powerful force an organization can hope for–creativity, the mother of innovation. Flat organizations are organizations that can rapidly and nimbly innovate by allowing for serendipitous and spontaneous communication to occur and for creativity to flourish. Some organizations will resist this model. Some don’t know how to proceed. The remaining organizations are going to eat their competitors' lunch as they adopt values and behaviors consistent with the paradigm of self-actualizicus. 

Flat organizations are organizations that can rapidly and nimbly innovate by allowing for serendipitous and spontaneous communication to occur and for creativity to flourish.

While it was difficult at the time for people to put their finger on why the morale was so low in the organization I referenced at the beginning of this article, it’s now clear: the organization employed skilled knowledge-workers who were led by an individual operating from a moot motivational paradigm of fear. This left people feeling like they were not trusted, unable to have dialogue, unequipped to navigate issues of accountability, and working under the thumb of an individual who sought to control them. In sum, the culture of the organization where I was working was inconsistent with the needs of the employees, leading to low morale, cynicism, disagreement, and attrition.

So if you're in a position of authority in your organization, the answers to the following questions will help you to diagnose where your culture is and whether you need to take corrective actions: 

  1. Do you trust your employees? 
  2. Do you allow dissent from subordinates and opportunities for dialogue, regardless of status? 
  3. What is the tone of your communication when discussing accountability, such as deliverables? 
  4. Do you feel feared or want to feel feared? 
  5. When stakes are high, how do people communicate? 
  6. Do you consider yourself a manager of people? 
  7. If there is a cadre of middle managers, what value do they add?

How to Predict When an Organization’s Culture is Going to Snap

The Rope Begins to Fray

An organization’s culture is much like a rope–it is made up of hundreds or thousands of threads that when woven together form a strong cord.

Our neighbors recently invited us to go out on their boat with them at a local lake. With four children in tow (two of theirs and two of ours), we set off on the vast reservoir that is the primary source of drinking water for the Raleigh-Durham area. I spent most of the time sitting in the back of the boat enjoying the cool breeze as we zipped around the water. We occasionally stopped to take a quick dip in the lake. However, the majority of the time was spent whipping the children to and fro on a large flotation device called a “hotdog” that looked like a…hotdog. The hotdog holds up to three people and was attached to the boat by a nylon rope. Occasionally the boat captain would take sharp turns and make large wakes that would toss the children off of the hotdog and into the water. We all had a good laugh watching the kids wipe out. While the rope attaching the boat to the hotdog appeared to be brand new, I took notice of the section of the rope looped around a hitch on the boat. This part of the rope was frayed while the rest of the rope was in perfect condition. While I think the rope probably had plenty of life left in it, it occurred to me that as the rope began to fray more and more, it would eventually break, but it would be impossible to predict the precise moment at which the rope would finally give in. All that was visible to me were signs of fracturing (i.e. broken threads in the rope).

An organization’s culture is much like a rope–it is made up of hundreds or thousands of threads that when woven together form a strong cord. But, even the best of ropes fray and little strands eventually break. A few broken threads isn’t a problem. However, there should come a point at which anyone looking at the rope can judge that it could snap at any moment, again without being able to say precisely when it will break. If the rope breaks carrying kids on a hotdog being pulled by a boat, the chances are that no harm will befall them. But when an organization’s culture breaks, the organization can be sent into a tailspin from which recovery is impossible.

Espoused Values Vs. Values-in-Use

Cultural values are like currency—currency only has value if someone is willing to accept it.

Organizational cultures break down as the distance between espoused values and values-in-use grows, and the behavior of individuals no longer reflects espoused values. Cultural values are like currency—currency only has value if someone is willing to accept it. If the values of an organization no longer have currency, there is no incentive to uphold them, and they become just as worthless as a Canadian quarter in an American vending machine.

The people who are most responsible for ensuring that an organization’s culture is healthy are its leaders. And the key for leaders is to pay careful attention to the alignment between why an organization exists, the values that flow from that, and the subsequent behaviors that individuals within the organization manifest based on those values. As I said previously, there are always going to be a few frayed threads on the rope, and likewise, there is always going to be some incongruence among an organization’s purpose, its values, and the behavior of individuals within an organization. A wise leader will neither overreact to the occasional trivial incongruence nor will she sit idly by while the rope rapidly frays.

I have personally had the opportunity to work in an organization when the rope snapped. In the case of the organization where I worked, its leaders neither understood nor could they articulate the unique purpose for the organization’s existence. While there was a very robust attempt to define the organization’s values, this was moot because the values were not bound to the purpose of the organization. An organization’s purpose is like its gravitational pull—without it, things just float away. Without a clear understanding of the organization’s purpose and associated espoused values that aligned with that purpose, people started to lose a sense of how they were supposed to behave in the most literal sense. People actually did not know what their jobs were or what they were expected to do. The rope snapped, sending the organization into a tailspin. In this particular case, the reason the culture suddenly broke was that its leaders were paying attention to the execution space (i.e. how to do things), and had become so preoccupied with it that they took their eyes off the why.

Case in Point: United Airlines

...United’s choice to use the stick instead of the carrot suggests an organization in the throes of a cultural meltdown with no grounding in humane values.

Another organization that appears to be undergoing a very public cultural collapse is United Airlines. One could dismiss the many negative headlines United has generated over the past several months as bad luck. But it’s not bad luck; it’s bad leadership, in my opinion. Simply put, I believe the leadership at United have been so focused on other things (probably profit margins) that they’ve stopped paying attention to the organization’s culture. As espoused values and values-in-use began to drift apart at some point in United's recent history, incidents started to occur as a result of behaviors related to unhealthy values-in-use (again, the greatest value probably being profit margin).

The first public sign something was amiss at United was when Dr. David Dao was forcibly removed from an overbooked United flight in early April. Some have argued that Dr. Dao should have complied with police orders to deplane. I tend to agree that disobeying police orders is usually not going to end in your favor. Nevertheless, that argument misses the point. The problem is that United sold the same exact thing to two people: one seat on the same flight. The rationale for this practice has been explained to me. I understand there are algorithms that can more or less predict how many people will not show up for a flight, allowing airlines to know by how many tickets they can oversell a flight. And I also understand that overselling flights helps to keep fares lower by ensuring that airlines can fill every seat and maximize the profit for a given flight. But the algorithms didn’t predict Dr. Dao resisting or people taking video of the dramatic encounter, resulting in a public relations nightmare for United.

Even though overbooking flights is a common practice for airlines, I believe United still could have handled the situation better. But United’s choice to use the stick instead of the carrot suggests an organization in the throes of a cultural meltdown with no grounding in humane values. The fact of the matter is that people rarely fly these days to gaze at the earth from 30,000 feet above. People usually have somewhere to be. A wedding. A funeral. Work. A family reunion. A vacation. In other words, bumping someone from a flight is not a trivial matter. I don’t know how much United would have had to pay for people to voluntarily give up seats on Dr. Dao’s flight. But I do know that at some point the cost of not being somewhere would have been worth the opportunity of $600, $800, or even $1000. While that’s a lot of money to shell out to get someone off a plane, Mr. Dao and others who have been bumped from flights are not the ones at fault and therefore should not have to accommodate the airlines.

In another example of United’s broken culture, a mother was forced to carry her 27-month-old son on her lap during a long flight. While the mother had purchased a seat for her son for a sum of $1000, United gave the seat to a standby passenger for $80. Never mind that carrying an infant over 24 months on your lap is against FAA regulations. I’m sure United was happy to compensate the passenger for her inconvenience. But that United is suffering from a breakdown in its organizational culture is already painfully obvious and compensating the passenger in question–while the right thing to do–is not going to reverse their meltdown.  

I too had a rather unpleasant encounter with United in mid-June this year. My family and I were supposed to fly from Raleigh to Houston for a family vacation. We miscalculated our travel time to the airport and arrived too late to board the plane. That was our fault, and we did not expect United to compensate us. We decided to book last-minute seats on another carrier. However, upon leaving the gate where we missed our flight, I asked the gate agent if missing this flight would in any way affect our return flight. Without hesitation, the agent looked me in the eyes and said "absolutlty not". Her response seemed to make sense to me. After all, we had paid for roundtrip tickets, so our return fares were included.

When the word of an employee is not sufficient for a customer to rely on and instead the company hides behind 56 pages of legalese to extract dollars from customers who have already paid for something, that organization has a problem.

The day before we were scheduled to return home, I decided to double check our itinerary, only to be met with an error code indicating that the booking reference was invalid. I called United, and it was explained to me that because we missed our outgoing flight, our entire itinerary had been canceled. I was completely taken aback but managed to stay calm as I discussed the issue with a United representative. He explained that the United Contract of Carriage indicates that a missed outgoing flight on a roundtrip booking voids the return flight. He then chastised me for not reading the Contract of Carriage, in which the terms and conditions are clearly spelled out indicating that I was in the wrong. I told him that I had not read the Contract of Carriage but instead relied on the word of a human being—a duly employed representative of United Airlines, whose word I believed. The representative told me that it wasn’t a big deal and that he could rebook the flight, but that we would have to pay change fees of $200 per person. There were four of us, so that would have come to $800, which is roughly $200 shy of what I paid for the entire roundtrip fare to begin with. The representative lamented about how he talked to customers every day who make these kinds of mistakes because they simply didn't read the Contract of Carriage. The United Contract of Carriage is 56 pages long and consists of 37,642 words.

To the representative’s credit, he eventually agreed to waive the change fee after about 45 minutes of a polite if frustrating back-and-forth conversation. The fact is that this representative had within his power to waive the change fee from the moment I explained our situation. Instead, he castigated me for not reading United’s novel on their terms and conditions. When the word of an employee (i.e. the gate agent who assured me our return flights would not be affected) is not sufficient for a customer to rely on and instead the company hides behind 56 pages of legalese to extract dollars from customers who have already paid for something, that organization has a problem. In United’s case, it's a broken cultural compass.

Balancing Profit with Other Needs

...profit must be balanced by other purposes that transcend what is on the very bottom of Maslow’s hierarchy of needs–survival.

The first line of the “United Customer Commitment” (what I would call the organization’s “constitution of values”) states: “We are committed to providing a level of service to our customers that makes us a leader in the airline industry.” While this rather nebulous statement can be parsed in ways that are not flattering to United, I’m willing to grant them the benefit of the doubt and assume what they mean to say is that they are committed to serving the customer. But apparently, as evidenced in the many public brouhahas United has experienced over the past three months and my own experience, I can only conclude that the espoused value of customer service is completely divorced from United’s values-in-use. My diagnosis is that United’s values-in-use compass, as manifest in the behavior of its employees, is pointing to money first. In other words, it would seem to me that United’s primary purpose for existing is to make money. I do not mean to suggest that there is anything wrong with profit being a core goal of an organization. However, profit must be balanced by other purposes that transcend what is on the very bottom of Maslow’s hierarchy of needs–survival. Yes, money allows us to survive. But when it becomes the only or even the primary motivator for an organization, the rope will fray and eventually break, and you won’t be able to predict when that moment comes unless you are paying attention to the rope and adjusting appropriately to avoid excessive fraying. And chances are, if your bottom line is the bottom line, you’re not even looking at the rope.

There are myriad examples of organizations who’ve lost their way and broken their cultural compasses either because they had not clearly defined their direction or because their direction by default became making money above all else

There are myriad examples of organizations who’ve lost their way and broken their cultural compasses either because they had not clearly defined their direction or because their direction by default became making money above all else. Take the example of Wells Fargo, where the bank was encouraging the opening of additional accounts in members’ names without their consent. Take Bernie Madoff. Take Enron. Even if you’re working in the finance industry, it is imperative that your organization has a purpose that transcends our basest human needs. Every organization needs a genuine why that has to do with more than the financial bottom line. Otherwise, the vaunted values embossed on large brass plaques (i.e. the espoused values) will not drive employee behavior. Instead, the gap between what leaders etch in marble tablets and do in deed will lead to cynicism within the organization, rot, and an eventual collapse of the organizational culture. It’s a painful thing to experience from the inside and an ugly thing to observe from the outside.

Accountable Leaders Create Accountable Cultures

The good news is that every organization has a choice about building values into its culture that create virtuous cycles of behavior. But these values must be lived by organizational leaders, and the leaders must hold each other accountable to living these values. This is simple, but I admit it’s not always easy. Nevertheless, the laws of nature will always prevail, and an organization that tolerates and encourages vicious cycles of behavior due to base values or the absence of purpose beyond profit will eventually find themselves in the tailspin of cultural collapse. 

So, how do you predict the moment when an organization’s culture is going to snap? You can’t, so keep your eye on how much the rope is fraying...

The Key to Developing Emotional Intelligence

Table Flip...Almost

While I didn’t flip any tables, my displeasure with my colleague and supervisor was evident as I raised my voice, accused them of choosing expediency over doing the “right thing,” and then stormed out of the room.

Two years ago I was sitting around a table with my then-supervisor and a colleague. The topic of discussion was a report that I had written. The report in question was something that I had spent weeks working on, and I had grown attached to it. My colleague, on whose behalf I had written the report, expressed some concerns that if we were to release it, there could be friction with another organization. He made a strong case that the cost of releasing my report was not worth the opportunity. My rebuttal was almost entirely emotional. I perceived his desire to prevent my report from being released as a personal attack and a display of disrespect for the hard work that I had put into what I thought was an excellent product.

After listening to my colleague and me go back and forth for about an hour, my supervisor made the call that we would not be releasing my report. I lashed out in anger. While I didn’t flip any tables, my displeasure with my colleague and supervisor was evident as I raised my voice, accused them of choosing expediency over doing the “right thing,” and then stormed out of the room. How I behaved was not my finest moment. Even if I was right on the merits of the case—and in retrospect, I do not believe I was—I did myself no favors in behaving the way I did. The notion that something I had worked on would be cast aside sent anger signals from my ambient consciousness, igniting my limbic system—subsequently bypassing my cognitive awareness—manifesting as fight behaviors.

Opening the Aperture

Fast forward to June 2017. Now working for a different organization, I had completed another piece of work. Having spent four weeks on this project, I had sunk a lot of personal cost into it. I believed I had done everything right by consulting with my colleagues, taking their advice, and continually refining the product into one of my proudest pieces of work since I started at the organization. Then, while on vacation, I received word that one of the heads of my division didn’t like the product. I managed to keep my cool and spent four hours one evening during my vacation revising the product according to the guidance I had received. When I returned from vacation, I was met with the news that my division would not be publishing my product. The rationale for not releasing my product was sound. Nevertheless, when I received the news, my heart started to pound, my hands became sweaty, and a sensation of anger rushed over me. What I was feeling was the same fight response I experienced the last time a superior decided not move forward with a project on which I had worked hard. However, while I felt the anger and frustration both mentally and physically, this time I did not erupt in rage. My supervisor and I had a productive conversation about the cost vs. the opportunity of releasing my work, and I accepted her rationale. My anger passed, and I moved onto another project with my supervisor’s support.

...in our modern world, the physiology that governs the fight/flight response—the limbic system—often reacts to things with behavior that is disproportionate to the real or imagined threat.

We have all been there. We have all been in situations where we lose our cool and explode in anger or flee in fear. This response to perceived threats was well honed over millennia and is highly tuned. Even minor threats can spark this response to fight or flee. To be sure, we need this fight/flight response to survive. However, in our modern world, the physiology that governs this response—the limbic system—often reacts to things with behavior that is disproportionate to the real or imagined threat. Road rage is a prime example of this. Getting cut off in traffic or being stuck behind someone going 60 mph in the fast lane results in the beeping of horns, the use of profanity, obscene hand gestures and, in worst-case scenarios, violent encounters. But rationally we almost all know and understand that being cut off or going 60 mph when we’d rather be doing 80 (my preferred speed), is simply not a life threatening situation.

The Ambient Consciousness

Like background music in a restaurant, our ambient consciousness sets the tone of our mood and influences our behavior.

So, why in the first instance of my work being rejected and in the event of road rage do people behave in ways that are entirely out of proportion to the threat, sometimes with tragic consequences? The answer lies in the concept of ambient consciousness. I deliberately choose to use the phase ambient consciousness over subconsciousness, because the latter implies that it is permanently hidden from us. But in fact, the mental processing that is going on outside of our immediate consciousness is not hidden from us at all. Like background music in a restaurant, our ambient consciousness sets the tone of our mood and influences our behavior. If you’re in a place with heavy metal playing in the background, you may tend to feel more excited or even agitated. If you’re in a place with soothing classical music, you’re likely to feel calmer; this is the case even if you’re not paying attention to the music per se. Unless you put in ear plugs, your ears are still taking in and processing the background music, which is influencing your mood and behavior. The same applies to colors painted on walls in rooms and other visual stimuli, in addition to odors. Even when you’re not immediately aware of what you’re seeing, smelling, or hearing, these things are all influencing how you feel and behave, often without your prefrontal cortex—the cognitive part of your brain—getting a say in the matter.

In the second case when my supervisor rejected my product, I was in tune with my ambient consciousness; it was sending signals of distress, fear, and anger. However, because I had learned to increase my aperture of self-awareness, I was able to hear the signals and disrupt any manifestations of negative and unproductive behavior. I was able to do this by practicing mindfulness. By learning to be in the present moment and accepting what it holds as it unfolds, my ability to be aware of my ambient consciousness has increased 100 fold, if not more, in the past two years since I've been more dedicated to practicing mindfulness. As my aperture of awareness has increased, my ability to be more conscious about the choices I make has grown in tandem.

When our ambient consciousness is sending signals of fear, distress, anger, rage, defensiveness, etc. these signals often bypass our consciousness and manifest as behavior. By increasing our aperture of self-awareness, we enable ourselves to disrupt negative and unproductive behavior.

Model of behavior being driven by ambient consciences absent cognative disruption


Model of behavior being driven by an open aperture of self-awareness

The Fire Within

Once we are in tune with the signals our ambient consciousness is sending us, the most important step in developing emotional intelligence takes place—opening our aperture of self-awareness.

Even though our ambient consciousness can influence our mood, thoughts, feelings, and ultimately our behaviors, we do not need to be slaves to it. And the key to removing the shackles of millennia of natural selection lies in the simple practice of learning to tune into our ambient consciousness so that we are more aware of the signals it is sending us. Once we are in tune with what our ambient consciousness is sending us, the most important step in developing emotional intelligence takes place—opening our aperture of self-awareness. When our ambient consciousness is sending signals of fear, distress, anger, rage, defensiveness, etc. these signals often bypass our consciousness and manifest as behavior. By increasing our aperture of self-awareness, we enable ourselves to disrupt negative and unproductive behavior. I do not mean to say that these unpleasant feelings will go away. In fact, they probably won’t. But once we become aware of them, we start to build our capacity to make choices in our behavior outside of our ambient consciousness.

Anything that a leader perceives as undermining his/her authority and credibility can easily arouse the fight response as the ambient consciousness sends signals of fear, anger, indignation, etc.

Take the classic example of a leader. When in the wrong and challenged, some leaders assume a defensive mental posture. Behaving this way is understandable because a leader is often expected to have the right answers, make the right calls, and be the infallible authority in Western work cultures. Anything that a leader perceives as undermining his/her authority and credibility can easily arouse the fight response as the ambient consciousness sends signals of fear, anger, indignation, etc. In this case, the leader is faced with two choices: 1) accept that he/she is wrong and perceive a loss of face; or 2) stick to his/her position and run the risks of making a bad decision. A leader with an open aperture of self-awareness gets a third option. As he/she is challenged, and the ambient consciousness sends signals or fear, anger, resentment, etc. the leader can tune into those signals, recognize they are a reaction to a perceived threat and choose to behave contrary to those signals. This frame of mind allows the leader to accept that he/she is in the wrong, acknowledge it with humility, and make space for a better decision to be made. But for this to be possible, the leader must have an open aperture of self-awareness and a willingness to disrupt his/her unproductive and negative behavior before it manifests.

A New Approach

...the time has come to change the paradigm, so we empower people by helping them to open their aperture of self-awareness through practicing mindfulness, which enables them to disrupt the link between ambient consciousness and negative and unproductive behaviors.

We often blame people for their poverty, their addictions, their aggression, their fear, and all the adverse behaviors that negative feelings bring with them. For the poor, as a society, we've decided to give them a bit of money to get by. For the addicted, we decided to imprison them or commit them to rehabilitation programs that have abysmal recovery rates. For the angry, we’ve decided to teach them “coping mechanisms” that don’t address their underlying human condition. As a society, our response to those people being driven to and fro by their unchecked negative emotions and subsequent behaviors is to medicate them, incarcerate them, or recondition them.

Up until now, I believe we’ve done the best we can for those people in behavioral distress (and by the way, we are all "those people,"; it's just a matter of degrees). But the time has come to change the paradigm, so we empower people by helping them to open their aperture of self-awareness through practicing mindfulness, which enables them to disrupt the link between ambient consciousness and negative and unproductive behaviors.

But this isn’t just for those on the extreme ends of the behavioral spectrum. We—all of us—as human beings have been beautifully and carefully selected by nature to survive in a world of danger. As the world becomes less dangerous for some of us living with first-world problems, our brains are still wired the way they were 40,000 years ago when we were on the food chain. Our responses to even trivial slights, misunderstandings, a minor bruising of the ego, or even a bump of the shoulder can result in behavior that comes right out of our ambient consciousness, bypasses our consciousness, and can have devastating consequences.

Our mental hardwiring is incongruent with the world we’ve created for ourselves. Our limbic systems are often overwhelmed by the change, complexity, and uncertainty this world presents us. While we can’t turn off our fight/flight response, we can tune into our ambient consciousness, listen to it, and ultimately grow our agency by opening our aperture of self-awareness for our personal good, for the good of those in the workplace, our homes, our communities, and the good of humanity.

 

 

 

 

 

 

 

 

Managers Aren't Bad People

Russian “Street Language”

Sitting down to lunch one day with a group of friends in college in 2002, I remember vividly a lively conversation we were having. One of my friends was notorious for her frequent use of profanity. None of us was really in a position to cast stones. But this particular friend’s frequent use of the f-word started to grate on some of us. When we confronted her about her excessive use of the word, she insisted that it didn’t matter and it was just a word. I ironically lacked the vocabulary at the time to express the notion about how words carry a charge with them. If words didn’t carry a charge, they wouldn’t mean anything, and we would lack the ability to communicate verbally as a species.

The words we choose to use conceptually frame how we behave.

I learned this lesson about the charge words carry when I was studying Russian from1999 to 2002. A lot of the Russian I learned came from interacting with young people in informal situations when I lived in Moscow from 1999 to 2001. When I went to school to learn Russian formally in 2002, my instructors disparagingly referred to the Russian I spoke as “street language.” My vocabulary consisted of many lowbrow words and phrases. I recall talking with my native-speaking teachers in Russian and watching them wince when I would use a particularly crude word or phrase. Because Russian was my second language, the obscenities I was accustomed to using didn’t affect me the same way they did my teachers. As native speakers, my teachers’ relationship to certain words was deeply influenced by the cultural connotation of those words—something that I lacked as a non-native speaker. Seeing how my teachers reacted viscerally and involuntarily to the use of harsh Russian profanity served as a good lesson for me about how the words we choose to use conceptually frame how we behave.

The Origin of the Problem

I recently read a 2015 study by Gallup, which found that 50 percent of employees leave their jobs “…to get away from their manager to improve their overall life at some point in their career.” The language used here is, I believe, nontrivial and at the very heart of the problem. The crux of the issue, according to Gallup CEO Jim Clifton, is that companies need to be more prudent about whom they select for management positions. With all due respect to the CEO of Gallup, I believe he’s missing the mark—the problem isn’t that companies aren’t selecting the right managers; the problem is that many businesses are still operating from a paradigm in which they see managers as integral to the control of their organizations.

Manager: “a person responsible for controlling or administering all or part of a company or similar organization.” While this may not be the exact definition you think of when you hear the word manager, I’d hazard a guess that the word manager carries a charge that imparts some notion of control for you. When someone is given the title of manager and accompanying subordinates, it is all but a foregone conclusion that control is a part of his/her frame of mind. This paradigm of management is nothing new in Western work cultures.

The first literary reference to the word manager in the English language showed up in the mid-17th century, and its use peaked in about 1997. The use of the word was relatively static for almost 200 years, until about the time of the Industrial Revolution, and continued to increase rapidly in use throughout the 20th century.

Managers of people are becoming obsolete in an economy dominated by highly skilled knowledge-workers.

A manager as a controller in the years of Western economies dominated by heavy industry coupled with low-skilled labor made some sense. For much of the industrial buildup in the West, people were seen as extensions of machinery. If the aim was to control the machinery for effective and efficient functioning, it only made sense to control the animate appendages of the machinery—human beings. When you give someone the title of manager, the historical and cultural connotation associated with that word implies control, even if at a subconscious level. Simply put, the problem is not that organizations need better managers; the problem is that managers of people are becoming obsolete in an economy dominated by highly skilled knowledge-workers, who often know more about how to do their jobs well than their managers do. However, as I stated in the title of the article, managers are not bad people. Managers are people who are operating on an old paradigm based on the premise of control implied in their titles. 

The New Paradigm

Contrast this paradigm of control with what one Japanese industrialist said about the West in the aftermath of WWII: "We are going to win, and the industrial West is going to lose because the reasons for [their] failure are within [themselves]: for [them], the essence of management is to get the ideas out of the heads of the bosses into the hands of labor."

If you need to attempt to control someone to get work done, you’ve hired the wrong person.

Today’s Western workforce dominated by college-educated knowledge-workers is incompatible with the paradigm of command-and-control management that grew out of the Industrial Revolution. The solution is not better managers; the solution is a new paradigm. If you need to attempt to control someone to get work done, you’ve hired the wrong person. To bridge this great divide that exists between the command-and-control manager that came out of the Industrial Revolution and the current workforce, people need mentors. Mentors are individuals who provide insight from a place of caring and wisdom designed to unleash human potential at every level of an organization. The only catch is that mentors need to be devoted to their roles. Nothing is more demoralizing that having a mentor who doesn’t care about you.

To be sure, there is still a place for managers. In organizations, three essential roles help keep it on a healthy and sustainable course:

Mentors: as mentioned above, mentors are those who take a personal stake in someone’s professional growth by helping to unleash their potential through wisdom and guidance without using the traditional levers of power that command-and-control managers use.

Managers: Mangers are essential. However, the role of a manager is not to control people, but to administer, design, and implement systems. The administration, design, and implementation of systems will indeed touch upon people. However, the objective of a manager is to manipulate an inanimate system, knowing that he/she will not have the power to compel through force the people whom that system touches. If systems are designed well and are inviting, people will gravitate toward them, if for no other reason than self-interest (i.e. “If the system helps me, I’m going to use it.”).

Leaders: Leaders in organizations have two key roles, both of which I believe are equally important and mutually dependent: strategy and organizational health. Leaders are often thought of as strategists, charting the course of an organization to prosperity. Where many leaders fall short is in being aware of and taking responsibility for the health of an organization at the people-level. An organization can be prosperous and unhealthy. However, sustainable prosperity demands a healthy organization for people.

I am not suggesting that different people need to fill each of these roles. A person can be a manager of things and a mentor of individuals. A leader can be a strategist and a manager of systems. The key is not to conflate these roles.

Conclusion

To draw on the wise words of my friend and author, Carl Nordgren, organizations must start to close the gap that exists between the paradigm of command and control that came out of the Industrial Revolution toward a paradigm of organizational climate control in which servant mentors and leaders dedicate themselves to creating environments that unleash human potential and improve the human condition in the workplace.  

How Mindfulness Promotes Business Success

Many factors contribute to whether an organization can achieve success. I define success as an upward trajectory in responsible profitability, productivity, innovation, and competitiveness. Some of the things that determine whether an organization will succeed or not are simply out of our control. And those things that are under our control can be elusive and difficult to understand.

Every minute of every day each and every one of us is emotionally and mentally managing three related but distinct variables: change, complexity, and ambiguity. Often our processing of change, complexity, and ambiguity occurs at a level below our immediate consciousness and requires little mental and emotional energy. Driving, biking, or walking to work is a good example of where change, complexity, and ambiguity are highly present, but usually within the margins of that with which we are mentally and emotionally able to cope. Cars changing lanes, stop-and-go traffic, an accident on the road, people passing you, you passing people, horns honking, or bells ringing, someone swerving into your lane, etc. While our morning or evening commute can take a toll on us mentally and emotionally—especially if it's long and there is a lot of traffic—this routine that billions of people undertake daily generally falls within the margins of what our brains can handle without becoming compromised.

Sticking with the commute analogy, imagine if your work destination changed every week. Add to that the fact that you need to follow entirely new directions, and navigate totally unfamiliar roads, and encounter numerous unexpected obstacles. Oh, and add to that that your mode of transportation changes too (i.e., different car, bike, shoes, etc.). Now you can begin to approximate a scenario in which the change, complexity, and ambiguity associated with the task of commuting to and from work start to take a mental and emotional toll that compromises the brain's ability to function. More precisely, the part of the brain that is responsible for rational thought starts to wane—the prefrontal cortex. Evolutionarily, the prefrontal cortex is the newest part of the brain. The prefrontal cortex also takes a lot of wattage to run. The prefrontal cortex does its best work in the morning after a good night of sleep, and it helps to suppress irrational signals of danger from another part of our brain that plays a key and important role in the fear response—the amygdala.

Keeping a balance between the rational thinking of the prefrontal cortex and the amygdala is important. On the one hand, the ability of the prefrontal cortex to maintain calm in the amygdala is essential to living a life not paralyzed by fear. For example, the amygdala might be sending signals not to get on a plane because it might crash. The prefrontal cortex is usually able to override these fears with rationale about how few people die flying, despite the fact that it is still a risk, albeit small. When the prefrontal cortex is unable to override the fear signaling of the amygdala distress manifests and we can develop phobias (e.g. a fear of flying). On the other hand, living a life free from fear is likely to result in our swift demise. To this end, sometimes an outburst from the amygdala, as manifest via the fight/flight/freeze response, can be involuntary and lifesaving. Swerving to avoid an oncoming vehicle, freezing if you come across a snake ready to strike on a hiking trail, or running from a would-be assailant are all examples of how rational fear and the involuntary fear response are hardwired into our genetic coding to keep us safe.

So what does the fear response have to do with how organizations operate? Let’s return to the earlier example of commuting to work. If you were forced to overuse your prefrontal cortex on a daily, weekly, or even monthly basis to navigate new roads, new signage, new obstacles, and a new means of transportation to arrive at work, this task would erode your ability to deal with change complexity, and ambiguity in other areas of your life. And it would make you more susceptible to signals from your amygdala of danger. In the Information Age, of many organizations operate like the scenario I described above. The pace and change of life driven by technology create an environment filled with change, complexity, and ambiguity. These factors put weight on the prefrontal cortex and arouse the amygdala, leading to a state of distress. Sometimes this distress can be masked by the euphoria of doing something novel and exciting, especially if the organization is having success. But that euphoria soon wears off. To be clear, every organization, no matter how large or small, no matter how old or new, deals with change, complexity, and ambiguity. 

The distress that change, complexity, and ambiguity can cause is inversely proportional to the amount of perceived power an individual has in an organization. In other words, while the CEO, COO, or President of an organization may feel the stress associated with making the organization a success, their position of power is a mitigating factor, because it is balanced by a real or imagined sense of control. The less power a person has, the likelier they are to experience distress from change, complexity, and ambiguity.

As the change, complexity, and ambiguity of work life lead to a state of personal distress, a chain of events is set in motion that can quite literally be the death of an organization, as I have personally witnessed from the inside and the outside on multiple occasions. The pattern is predictable, consistent, potentially fatal to the organization and, most importantly, preventable. Distress leads to low morale. Low morale leads to cynicism. Cynicism leads to disengagement. And disengagement leads to departure. Each and every stage from distress to departure take a toll on the organization's ability to succeed.

And this is where leaders in organizations can take their two, also predictable, actions that all but guarantee failure. First, they might attribute the signals of low morale, cynicism, disengagement, and departure to personal weakness on the part of employees (sometimes privately and sometimes publicly). And second, they might attempt to exercise control to reduce or remove change, complexity, and ambiguity.

The instinct to deflect responsibility by blaming others for their distress is a natural defensive mechanism with the goal of self-preservation—quite understandable, but nonetheless damaging. The instinct to control in the face of change, complexity, and ambiguity is also quite natural—if there’s a fire, douse it with water! The problem is that the fire you’re dealing with here is a grease fire, which water significantly exacerbates. In other words, the first instincts to blame and control in response to low morale, cynicism, disengagement, and departure, only serve to worsen the problem.

There is no antidote per se to this phenomenon of change, complexity, and ambiguity leading to low morale, cynicism, disengagement, and departure. But there is an effective treatment of sorts. The treatment I have in mind is something that has been practiced for centuries in Eastern culture and often comes framed as a spiritual tradition. It goes by many names, but the name most commonly associated with this practice today in the West is mindfulness.

The brain operates on three levels: the subconscious, conscious, and meta-conscious. The subconscious can influence how we feel and what we think about things to a significant degree but is mostly invisible to us. The subconscious is where many of our automatic fear responses reside in response to the external stimuli of change, complexity, and ambiguity. Our conscious mind processes rational thought. It can respond to itself (introspection). And it helps us to make sense of the data we take in. Meta-consciousness is that part of our mind that is aware of the conscious self and can bring to the fore the subconscious. Mindfulness is the act of exercising and building awareness of subconsciousness and consciousness with the purpose of learning to accept the present moment as it unfolds. An example from my personal life can clarify the relationship among the subconscious, conscious, and meta-conscious.

I’ve experienced night-time panic attacks for the past 20 years. For those who have not personally experienced a panic attack or are otherwise unfamiliar with a panic attack, it occurs when an individual either involuntarily or through fear-based cognition creates an extreme state of anxiety that manifests physically and physiologically as the hormone and neurotransmitter epinephrine and norepinephrine are released into the body and brain. Onset is rapid. And the experience is universally unpleasant. Common symptoms include a rapid heart rate, uncontrollable shaking, profuse sweating, an urge to evacuate bowels, an impulse to flee, rapid breathing, mental confusion, and even passing out. 

A panic attack is a five-alarm fear response that is usually out of proportion to the real or imagined threat, making it all the more distressing. As epinephrine and norepinephrine are exhausted, the individual often returns to a state of calm, but the mental distress and anguish can have lasting adverse effects. By my mid-20s, I became used to having nocturnal panic attacks. That I was used to the panic attacks didn’t make them any less distressing; I just knew they were going to happen.

One night I was jolted from my sleep with the common manifestations of a panic attack. Usually, I would pace around the house for 30 to 45 minutes until my body had relaxed. I would often remain on edge for several days after that. But one night, for reasons still unclear to me, I was able to engage my meta-consciousness. In other words, I was able to be in the present moment—which was a panic attack outside of my control—and observe it with acceptance. This observant acceptance was not something I could do though subconscious or conscious thought. It was the ability to create a buffer by observing myself from the outside in that enabled me to experience my panic without suffering. This ability is a critical point. The panic still caused discomfort, and it still does. But learning to be accepting of what is unfolding in the present moment is what eliminated distress. Distress occurs when there is a space between what we want to be experiencing and what we are experiencing and resist or reject that space. Mathematically, is could be expressed like this: reality + (aversion x resistance) = distress.

How does this all figure into personal wellbeing and operating a successful organization? The first two lessons are for leaders and are crucial to long-term success. First, access your compassionate side when people express verbal or nonverbal distress because of the change, complexity, and ambiguity inherent in the workplace. Many people don’t have the language or introspection to understand why change, complexity, and ambiguity are causing them to feel distressed and leading to their low morale, cynicism, and disengagement. Getting rid of the “weak” from the organization will do irreparable harm. Second, face the illusion of control. In reality, we control almost nothing. When leaders feel that subordinates perceive them as lacking control, the instinct of self-preservation can kick in, often manifesting as top-down policies, procedures, systems, and structures to give the impression of control. The paradox is that the reaction often results in less control if and when individuals choose to ignore passively, dismiss, or act contrary to policies, procedures, systems, and structures, which people will do when they’re feeling squeezed from the top. This dynamic undermines your authority. I do not mean to say that policies, procedures, systems, and structures are in and of themselves bad. But be aware of your mindset when the instinct kicks in to make new policies, procedures, systems, and structures. Are you coming from a place of fear or are you coming from a place of growth?

The most important lesson is to cultivate cultures of mindfulness. But be careful of how you go about this. There is an important distinction between other activities meant to improve mental and physical wellbeing—such as exercise and healthy eating—and practicing mindfulness. I can go on a diet and eat nothing but 1000 calories of unappetizing food for a month, resist and complain every second of the way, and yet I will still gain the benefit of a loss in weight. I can run five miles on a treadmill every day for a month to lose weight, hate every second of it and not mentally give into the process, and still gain the benefit of a loss in weight. In other words, there are things you can do for your health that you mentally resist and still benefit. You cannot do this with mindfulness practices. Each must be mentally and emotionally committed to the practice of mindfulness. Resistance is the antithesis to the acceptance that mindfulness practice cultivates. All this is to say that ordering individuals to be mindful or spend 30 minutes a day meditating won’t work.

So if you can’t force people to be mindful, how do you start? You start with an invitation and let the willing lead the way, and then you create a space culturally for the practice of mindfulness to take root. Some will always resist, but a critical mass of individuals within an organization that practice mindfulness can be a powerful counterweight to low morale, cynicism, disengagement, and departure.

In practicing mindfulness, people develop the capacity to co-exist with change, complexity, and ambiguity. The brain perceives change, complexity, and ambiguity by default as threatening states. This constant arousal of the limbic system via the amygdala leads to distress and suffering, in turn leading to low morale, cynicism, disengagement, and departure. Low morale, cynicism, disengagement, and departure result in low-performing organizations. Some leaders think it is their job to extinguish change, complexity, and ambiguity. Or worse yet, some believe it is their job to banish those who exhibit distress in the face of change, complexity, and ambiguity. How liberating to know that as a leader you don’t have to anticipate every change. How freeing to know that not everything always has to be crystal clear. How emancipating to know that some things aren’t simple and don’t need to be made so. How unfettering to be able to say that, around here, in our organization, when it comes to dealing with change, complexity, and ambiguity, we accept that they exist and are free from the fog of distress so we can see collaborative and wise solutions.

Mindfulness is a practice that calms the brain, reduces distress and suffering, and opens the mind the see clearly the possible, instead of getting mired in trying to tackle the impossible. There are many ways to practice mindfulness. A common form of mindfulness practice is meditation. There are also many ways to meditate. However, meditation alone is not the only way to build mindfulness. And to be clear, that is the goal. Mindfulness isn’t a switch that can just be turned on because you want to be mindful; it’s a mental muscle that requires exercise, or else our natural mental hardwiring will dominate.

To develop a state of mindfulness, I believe it is important to focus first on being mindful at the personal level. Mindfulness practices applied at this level create an environment in which people can mindfully approach dialogue, meetings, conflict, group work, teamwork, and all the other types of work and communication that take place in an organization.

Attention to breathing awareness (also known are awareness of breathing meditation), is a powerful personal practice of mindfulness that can serve as the foundation for all its other manifestations. Attention to breath awareness is something that can be practiced in groups, individually, in solitude, and even in chaos. You don’t need to strike a particular pose. You don’t even need to close your eyes. It seems simple. But that’s the rub—it is deceptively simple. It is not easy. All you have to do is pay attention to your breath. You don’t need to change your breathing. You don’t need a mantra. You don’t need to do anything but pay attention to wherever you notice your breath in your body, be it in your nostrils, abdomen, or chest. Then you simply keep your attention on your breath. What you’ll notice right away is that the brain will resist. Within in a matter seconds, your thoughts will wander from focusing on your breath to something else. When you notice that your thoughts have wandered, return them to your breath. You're likely to find that your thoughts wonder every few seconds and require redirection to your breath. This redirection is where the second part of attention to breath awareness comes into play—compassion. Rather than getting upset with the fact that your thoughts wonder, have self-compassion. It is entirely natural for thoughts to wonder when you attempt to focus them.

Practicing this mindfulness technique daily, even for just five minutes, will profoundly change your state of mind from one of reliving the past and anticipating the future to being present in the current moment. The other effect of practicing mindfulness is growing our ability to accept whatever the present moment holds. Being in the moment by accepting awareness of whatever the unfolding moment holds brings calm, clarity, joy, and peace to our lives that serve us personally and professionally

The Boy and the Waterfall: A Mindfulness Allegory

In a forest hidden from the rest of the world sat a large firm rock in a vast and empty basin. High above the rock was a cliff. One day a tiny boy emerged from the rock and a gentle stream of water began to flow onto him from the cliff above. As the water passed over the boy, it slowly started to fill the empty basin below. As time passed, the boy became aware of the water flowing over him and into the basin. The water's flow did not bother the boy, but he noticed that while the flow was constant, the condition of the water was always changing. Sometimes the water would rush. At other times the water would become hot. Still, at other times the water would slow to a trickle or become cold. The boy did not always like the way the water felt, so he would often look up toward the top of the cliff to see if he could tell what the falling water would feel like once it reached him. The boy also discovered that he could dip his hands and feet into the basin of the water below to remind himself of what the water was like that had already passed over him. 

As the boy grew, he spent more and more time gazing at the cliff above and into the pool below. While the boy could still feel the water pouring over him, he became so preoccupied with the water at the top of the cliff and the water in the pool below that the feeling of the water as it ran over his body became but a distant sensation. 

Eventually, while gazing at the cliff above, the boy realized that he could swat at the water falling over him, that he could splash it away, and shield his head from the water with his hands and arms. The boy became preoccupied with splashing the water, batting it to and fro, and contorting his body to change his experience of the water as it flowed over him. After many moons of doing this, the boy fooled himself into thinking he was the master of the water. But one day, the water suddenly became so hot that it burned his skin. The boy tried all his tricks—swatting the water, splashing it away, and huddling in a ball trying to hide from it. Unable to escape the painful burning sensation, the boy experienced suffering. He dipped his hands and feet into the pool below to remind himself of times when the water was cooler and more pleasant, and he gazed at the cliff above in hopes of glimpsing and end to the hot water. Soon, the water returned to a comfortable temperature, and the boy was relieved. He returned to his old habits of splashing the water, swatting at it, and twisting his body, all to change the experience of how the water felt as it flowed over him. As water continued to fill the pool below, the boy also spent more time dipping his hands and feet in it. 

One day, as the boy stood gazing at the cliff above, a storm unleashed a torrent of rain, causing the flow of water to rush heavily over his body. Almost pinned to the rock by the force of the water, the boy tried in desperation to break free. None of his tricks that gave him the illusion of mastery over the water worked. The boy felt pain as the water hit heavily upon his body. The boy suffered as he realized he could not escape the raging water. But, because the water was ever changing and because even an unpleasant period would eventually end, the water returned to a calmer flow. This time, the boy sat for a few moments to enjoy the calm water as it poured over him before he returned to his usual gazing above, splashing, swatting, and staring into the pool below, finally becoming oblivious to the sensation of the water as it flowed over him. 

On another occasion, as the boy sat staring into the water below, he was shocked by the sharp sensation of icy cold water piercing his awareness. At first, the boy splashed, swatted, crouched, gazed above at the cliff, and dipped his hands and feet in the pool below as he tried to escape his experience. The boy was in pain. The boy suffered. Shivering and exhausted, the boy went limp. Lying on the rock, the boy continued to feel the discomfort of the freezing water as it poured over him, but he did not fight it. Instead, he just felt it. 

In due time, the water returned to a comfortable temperature. But as it did, rather than being distracted by the cliff above or the pool below, or trying to manipulate water, the boy gave his attention to the water as it flowed over him. As he did this, he began to notice and feel things that he never had before—how the water rippled down his back, how it flowed between his fingers and toes, how it caressed his hair. Sometimes the water would cause pain again, but during these times the boy sat and observed the feeling of the water, just as he did when it was comfortable. When the water became uncomfortable, the boy still felt pain, but he did not suffer. The boy learned to spend less time gazing into the pool below or staring up at the cliff above, and instead experienced the sensations of the water, whatever they may be, with gratitude as it flowed over him.

An Achilles Heel for Leaders in Tech Startups

Jack of None Master of One

Most people perform at least one thing well. Some people are good at many things. Few people perform exceptionally at many things. No one is exceptional at everything. Whichever of these categories we fall into has to do with the diligence we have applied in learning skills and the depth of knowledge required in order to master a given skill.

When I think about the various degrees of mastery people have over certain skills, my youngest daughter comes to mind. When she was about eight-weeks old, a pediatrician detected a faint heart murmur. After being referred to a pediatric cardiologist, it was discovered that she had a number of large holes in her heart that would require surgery in order to repair. As my wife and I nervously awaited the day that our infant child would undergo an open-heart operation, we met with the surgeon. The surgeon was a calm man who exuded confidence. He explained that during the operation, my daughter’s heart would be stopped temporarily and she would be placed on a heart-lung machine that would provide the necessary oxygen to her blood. He then told us that after patching her heart, he would remove her from the heart-lung machine and return the flow of blood to her heart, at which point her heart would begin to beat on its own again. I was in awe of this man’s abilities. The surgeon assured us that our daughter would be fine, and indeed she was.

The surgeon, who was probably in his 50s, had performed hundreds of surgeries during his career and was clearly exceptionally good at his job. One of the lessons I took from that experience was that for all the years this competent surgeon had spent honing his skills and perfecting his craft, had my daughter been afflicted with perhaps an injury to her brain, he would have been incompetent to perform brain surgery on her. In other words, even very minor degrees of variance in terms of the skills required for a task can render an otherwise exceptionally skilled person at best mostly incompetent, and at worst totally useless.

The Humility Factor

Since at least the Age of Enlightenment, the amount of knowledge available has continued to grow exponentially. The ever-increasing amount of knowledge has necessitated that individuals spend many years studying and practicing some skills in order to be proficient at them. For example, while they certainly share some common knowledge, a chemical engineer and a mechanical engineer could likely not do each other’s jobs. There is nothing especially revelatory about this. What is important, however, is how this factor plays out in organizations where a multitude of different skills are required at an exceptional level of expertise in order to produce products and services. This is especially salient for tech startups.

Having worked in five different startup organizations over 14 years, I’ve observed firsthand how this need to have different people exceptionally skilled across a number of fields has the potential to play out for good and bad in the context of decisions made by leaders. A leader cannot be expected to be an expert in all fields over which he/she has responsibility. So how can leaders in tech startups be effective when they maybe know little or nothing about all the skills of those whom they lead? Mercifully, the answer is not complicated and is something that a leader can develop­–humility. The cultural narrative in the West tells us that leaders are strong, decisive, knowledgeable people. The concept of humility seems, on its face, to be incompatible with the above-described shape of a leader. And yet, in order for leaders to be effective, especially in tech startups, I submit that humility is an absolute prerequisite. Humility is often interpreted as being analogous to inferiority and weakness. But in my experience, if properly practiced, humility is often perceived as a strength.

Finding the Sweet Spot

I once worked in an organization with a leader for whom I have deep affection. Never before and never since have I met such a kind and humble man. But his kindness and humility manifest as indecisiveness that made him appear weak and opened him up to being manipulated. To be fair, this man never asked to be in a leadership position and it was more or less thrust upon him. But the point remains that his constant wavering with every bit of new information did not serve to help him make better decisions, which undermined his authority, and he was perceived as weak.

On the other end of the spectrum, I later worked in a tech startup with exceptionally skilled people in a variety of fields, where the leadership­–who did not have the depth of technical acumen of their subordinates—were totally impervious to input from the individuals with technical expertise about the products and services the organization was producing. The leadership made decisions in a bubble, and their behavior was perceived as arrogant. Of the two scenarios—i.e. the weak leader and the group of arrogant leaders—the latter was far more corrosive to the organization. I do understand the group of seemingly arrogant leaders; they were leading people who were extraordinarily intelligent, skilled, and experienced. These individuals likely calculated that in leading such a group of people, they would need to be the prototype of the Western leader—strong, omniscient, and decisive. This fear-based response was the worst thing they could have done.

Their arrogant behavior left in its wake a deep disrespect for them and their decisions, low morale, cynicism, attrition—things that startups cannot easily absorb—and the ultimate demise of the organization. To be sure, these leaders were not bad people. Good people can be very bad leaders. They were simply listening to their fear that if they did not appear smarter, wiser, and more capable, that they would be disrespected, when paradoxically the opposite was true.

So where is the sweet spot between behaving in a way that causes you to be disrespected because you overly vacillate and capitulate and being disrespected because you puff yourself up with pride and behave as omniscient beings? The answer lies in the simple concept of authentic curiosity. Why authentic? It’s not about being curious for the sake of being curious, and it’s not about feigning curiosity. It’s about coming to terms with the simple fact that even a heart surgeon, with years of training and practice, and decades of experience, need only take one slight step to the left or right of his highly refined skills to find himself incompetent. I don’t mean incompetent in a pejorative way. I simply mean that he would lack the competency to perform tasks even marginally outside of his skillset.

Conclusion

Ultimately, genuine curiosity is about self-knowing—having an accurate confidence in what you know, an acceptance of what you don’t, and a willingness to be vulnerable by being constantly curious about the things you don’t know that should factor into the decisions you make as a leader. Being authentically curious does not mean punting on hard decisions; it means opening your mind to the knowledge and wisdom of those whom you lead so that you can use your judgement to make informed decisions.

This mindset of genuine curiosity is essential in leading today’s workforce of exceptionally skilled individuals across myriad disciplines. Leaders who display genuine curiosity will find themselves respected and followed, despite the little voice inside their heads that insists omniscience is the path to respect. As leaders, seek first to understand. To put yourself in a frame of mind to do this, be humble and let that humility manifest as authentic curiosity, so that your decisions will lead your organizations to higher levels of profitability, productivity, innovation, and competitiveness.

Leaning into Humanistic Workplace Practices

As the worldwide workforce continues to mature toward the higher reaches of Maslow’s hierarchy, the status quo is no longer sufficient to provide the functional paradigm upon which individuals and organizations can achieve successful organizational change and performance.

My recent experience has been in the “lean” movement. As more and more organizations adopt the lean philosophy in the military, and the private and public sectors, I believe it is important to explore what happens at the nexus of lean practices and human motivation. Perhaps there are examples of organic symbiosis. I have, however, observed that organic symbiosis between lean paradigms and individual self-actualization and self-transcendence is not a given. In other words, I have observed that it is still possible for individuals operating in a lean construct to be treated like cogs, which I believe has the potential to undermine the durability and health of organizations and people.

I remain optimistic that with the right skills, organizations new and old alike can learn how to develop the skills necessary and change their cultures to remain competitive, while at the same time creating workplaces where people feel satisfied in their work and confident in their leadership. However, given the complexity of the world we live in, I believe it will take experts in both lean philosophy and humanistic practices in order for organizations to reach their full potential. In subsequent posts, I will explore these practices, and share articles and posts from others that address the humanistic side of work. I look forward to hearing your thoughts as well! 

Trust is a Must for STEM Employees

As a new employee at CrowdStrike, I have had the opportunity to juxtapose my experience with my new employer against that of my former employers. The most interesting observation that I have made is that, in my opinion, the key element missing from some former employers is trust. I believe that when there is a lack of trust, and the autonomy that comes with it, individuals in the science, technology, engineering, and mathematics fields will seek employment elsewhere.

In my view, when organizations become hyper-hierarchical, their environment is no longer favorable to innovation. This is often due to the need to receive “stakeholder buy-in” at many levels. This type of system creates organizational friction, thus reducing agility, effectiveness, and morale. Obtaining buy-in from so many stakeholders reduces the organization’s ability to deal with uncertainty, and is a direct byproduct of the absence of trust. Technology changes and advances at such a rapid pace, that an organization dependent on technology must be agile and built on trust in order to adapt to the constant uncertainty that the challenges and opportunities of technology brings with it.

As more and more organizations deal with an influx of technology-savvy millennials, it is becoming increasingly important to view how an organization operates from the point of view of brain functioning. For leaders interested in ensuring their organizations are people-centered--which I believe will have a byproduct of trust, effectiveness, and organizational sustainability, while reducing organizational friction--it is important to work with, and not against the brain. For starters, I suggest a book by David Rock, called Your Brain at Work. Rock explains how the brain region called the basal ganglia take on routine tasks and foundational knowledge. If you think of an organization functioning like the brain, certain basic questions must be answered in such a way that they become imbedded into the basil ganglia, thus becoming a part of the organization’s passive identity. This passive identity is made up of answers to questions about the why and what of an organization.

In addition to the why and what, the how of an organization's identity must also be answered. The how of an organization's identity requires more frequent visitation. Given the dynamism of technology, how things get done is likely something that is going to remain top of mind for front-line employees, and preoccupy their higher-order thought process in the prefrontal cortex. It therefore stands to reason that enabling individuals throughout the organization to have a grater say in the how space will reduce organizational friction, increase effectiveness, and improve morale by allowing people to have a stake in how things get done.

I've observed many a manager craft beautiful Visio workflows of how process X or Y is supposed to be executed, only to have the workflow moot the very next day. Sometimes processes can remain static for years. However, when technology is the centerpiece of a process, chances are the process is going to remain somewhat fluid. Enter trust. The how space is where stakeholders have a chance to allow things to develop organically, and this requires personal and interpersonal trust. Without this trust, the individuals who execute the how will remain perpetually disconnected from the process, resulting in the telltale signs of organizational dysfunction: cynicism, high attrition, and low morale. All the while, the organization will constantly be playing catch-up, while losing their best talent to organizations that genuinely value people first as manifest by way of trust in the how space.

As a student of organizational development and brain science, I believe it behooves organizational leaders to pay close attention to the immutable brain functioning that drives human and organizational behavior, in order to adopt practices that will ensure people thrive at every level of an organization. It should come as no surprise that when people thrive, so do the organizations they work for.

So what is trust? Stay tuned for my following article where I'll explore trust in greater depth.

The Irony of Innovation

There is a famous scene in a classic 1975 Soviet movie called The Irony of Fate. In the opening scene, animation is used to show how an architect's sketch of an elaborate apartment building is reduced, through the bureaucratic process, from a beautiful structure to the quintessentially Soviet "dom"—an unadorned and soulless building that is virtually indistinguishable from its neighbors. This not-so-subtle jab at the Soviet authorities poked fun at how bureaucracy can stifle innovation, sometimes with unfortunate consequences. Not to kick bureaucracy while it's down, but bureaucracy and innovation can have a sometimes-uneasy relationship. Bureaucracy can unwittingly deprive innovation of the resources it needs to thrive. So what can be done to ensure innovation is allowed to flourish in our work organizations?

Innovation: Novelty at the Edges

One way of defining innovation is novelty at the edges. In other words, innovation is often about introducing new elements to things that already exist, but doing it just where the light meets the dark. Take a car. There are millions of places to make small additions and improvements to the basic elements of the technology that makes up a car. Occasionally, revolutionary changes take place, such as the creation of reasonably priced mass-market electric cars (thank you, Mr. Musk), but most improvements are likelier to be in the realm of improving gas mileage of the internal combustion engine. So why does this matter? There are at least two reasons.

The first reason is that paradigm shifts and revolutionary changes are rare, and thank goodness. Most of us have a hard enough time keeping up with incremental changes, let alone daily, weekly, or monthly revolutions in technology. This should, therefore frame how we value incrementalism in the arena of innovation.

The second reason why appreciating novelty at the edges is important is the phenomenon of missing the mark. Many of us have been indoctrinated from a young age to believe that we must "shoot for the stars." This frame of mind can actually have some unexpectedly counterproductive outcomes by favoring expensive reinvention over cheaper refinement, thus leaving products and projects in a perpetual state of immaturity.

The fact is that almost none of us are capable of knowing and doing everything required to make a product or project the best it can be. By creating a much larger space for individuals to participate in the process of refinement, we also take fuller advantage of the innovative power of a workforce. The more people there are plugged into the engine of innovation, the more and better ideas will be generated. There is a time and a place for the brand new. But the time and place for refinement is much larger.

Challenging Truisms

So, back to the original question: What can be done to ensure innovation is allowed to flourish in our places of work? The answer is actually grounded in our brain's hardwiring, and requires a change in how we sometimes approach innovation.

At the outset of many projects, we feel a compulsion to be efficient. This drive for efficiency causes us to scope, by asking questions in advance about what the outcomes of work should be, what successful outcomes will look like, and what can be done to avoid waste by ensuring outcomes are unique. Asking these questions leads to neurological tunnel vision through subconscious relational thinking. This type of relational thinking isn't surprising. However, what is surprising is the way this type of relational thinking can actually stifle innovation by preventing novel thoughts from taking place. So, if the way innovation is going to take place and how we define a successful outcome are overly defined in advance, the brain essentially gets hijacked into relational thinking, making it sometimes impossible to see beyond what's been predefined.

So what can be done to mitigate against this tunnel vision? First, resist defining how. Resist defining success. And be tolerant of ideas that appear, on their face, to be duplicative. I can just imagine some of you reading this thinking to yourselves "But you've got to plan! If you fail to plan, you plan to fail!" Yes, planning is important...sometimes. Planning is important to lay a foundation for relational thinking. To use the example I cited in the opening paragraph of this article, planning isn't as important for the architect who designed the building as it is for the people who will be building it. In this example, the architect's mind must be free in order to be innovative by being novel at the edges. The builders, on the other hand, will need prescribed and detailed plans in order to ensure their building is structurally sound and completed on schedule.

Duplication of Effort

"But what about duplication? We shouldn't be wasteful." Yes, about duplication. When lots of people dwell in the same innovative space, there's bound to be duplication, or at least something that looks like duplication. In reality, very little of what happens in the innovation space is actually duplication. It is highly unlikely that two or more people will have the exact same idea and execute it in the exact same way. People may have similar ideas, and they may even execute them in similar ways. However, the great thing about allowing innovative incrementalism to occur is that a surplus of ideas will be generated to solve a problem or improve upon something, and the best solution will usually win out, if it's allowed to. However, this requires that many ideas be generated. Many ideas being generated to solve the same problem is not duplication—it’s a wise use of collective mental resources.

And to those who still think this is wasteful, isn't it more wasteful to accept a mediocre solution to a problem due to a dearth of options, only to have to come back later to fix it? Generating lots of ideas up front, knowing that most won't materialize, is much cheaper than limiting the innovation space under the guise of efficiency, thus back-loading the costs by having to deal with the consequences of ineffective solutions after the fact. Front-loading the cost by allowing for a rich, and sometimes duplicative, innovation space is almost always the cheaper option.

Conclusion

The best way to ensure that novelty occurs is to allow for flexibility and ambiguity, in order to give our brains the best chance of coming up with mostly incremental additions and improvements in large numbers to existing ideas by avoiding mental tunnel vision. Paradoxical though it may seem, resisting traditional truisms about planning, waste, and success gives innovation the oxygen it needs to flourish.

The Collective Brain: How Group Consciousness Shapes Organizational Identity

Perhaps what follows can best be summed up in the words of an unnamed Japanese industrialist shortly following World War II: "We are going to win and the industrial West is going to lose, and there is nothing they can do about it because the seeds of their failure lie in the way they think. They think that it is the nature of things that people at the top do all the important thinking and the rest wield the screwdrivers. Our concept is that leadership is the art of mobilizing and energizing the creative resources of all people at all levels of the organization."

Driving and Thinking at the Same Time

Imagine a time when you were driving a car under entirely unfamiliar circumstances. Maybe you were driving on the opposite side of the road in a foreign country. Maybe you were driving a manual when you usually drive an automatic. No doubt all drivers have experienced something like this. Now imagine yourself in one of these situations while simultaneously trying to be deeply engaged in a stimulating conversation with a passenger in your car. You will likely conclude that diving a car under unfamiliar circumstances while attempting to do something else that requires your attention to be very difficult indeed. And yet, if you're driving to work or home, for example, on a road you've traveled maybe hundreds of time, you probably would find it quite easy to have a conversation, listen to a good radio program, or take in a stimulating audiobook. The reason for this is both surprisingly simple and has to do with something mostly out of our control- the involuntary functioning of the brain. Three parts of the brain, in particular, play key roles in how we behave individually and as groups:

  1. The prefrontal cortex: the thinking self
  2.  The basal ganglia: the doing self
  3. The limbic system: the feeling self

These sometimes conflicting, sometimes complementary parts of the brain provide great opportunity, and also great hazard. When the winds are harnessed in the sails of our minds, as individuals and organizations, we can navigate the seas at will. But, if the winds are blowing to and fro, or not blowing at all, we will find ourselves drifting or stranded.

So why is it then that behind the wheel of a car in unfamiliar circumstances it's hard to multitask, but it' s easy to do more than one thing when you're on a familiar road in your own car? When doing something new, the prefrontal cortex takes center stage. The prefrontal cortex is the part of the brain that is responsible for executive functions. When you find yourself driving in very familiar circumstances, the basal ganglia take over—the part of the brain where routine, memory, and habit—freeing up the prefrontal cortex to think about other things. This is both involuntary and good. The prefrontal cortex is energy-hungry and tires relatively quickly, and we need the basal ganglia to take over routine tasks so our prefrontal cortex is not unnecessarily burdened. Sometimes the basal ganglia even play tricks on you. Were you ever supposed to go somewhere besides home after work, only to find yourself at your house? The well-worn patterns of behavior and memory in the basal ganglia can easily take over if the prefrontal cortex is preoccupied.

The Organizational Brain

So, now that we've taken care of some basic neuroscience, how can we apply this understanding to organizations? An organization works much the same way the brain works. Think of the way an organization operates like a single brain that is the aggregate of organizational members' brains. Just like driving to a new work location the first few times will require a lot of attention in the form of prefrontal cortex processing, as an organization develops, most collective tasks will require focused attention. However, eventually these tasks become imbedded in the collective brain's basal ganglia. Here's where many new organizations make their first (and sometimes last) mistake. The first few times you drive to a new work location, you may take different routes, attempting to find the best route and establish alternate routes. However, what if you were forced to take a new route to work every day? The task would never become routine, and eventually you would become exhausted from using your prefrontal cortex every day just to get to work. Organizations work in the same way. At first, it's necessary to ask questions about what makes up the core of an organization's identity. There are three questions that make up the core of an organization's identity, and it's important that they be addressed in order, as the answer from one flows to the next:

  1. Why do we exist?
  2. What do we do?
  3. How do we do it? (Note: I shared my thoughts on the how in an article here. While the why and what require very clear and consistent answers, being too prescriptive about the how can actually be counterproductive.)

If an organization perpetually struggles with even one of these questions for a protracted period, the collective prefrontal cortex becomes exhausted. As the prefrontal cortex's executive functioning starts to flag, the limbic system begins to overheat. The exhaustion of the prefrontal cortex and amped up limbic system manifests itself in the telltale signs of an unhealthy organization: low morale, cynicism, frustration, ineffectiveness, and eventually, attrition. It cannot be overstated how important it is for an organization to establish early on the answers to its core questions. To allow uncertainly to surround these questions will eventually lead to an organization lapsing into an irreversible state of fatigue. My observation is that a great many organizations struggle to clearly and consistently answer their core questions in a way that manifests as a deeply imbedded sense of organizational identity. This state of organizational maturity is only reached when the answers to the core questions become imbedded in the organization's collective basal ganglia. This creates a necessary sense of certainty within the organization.

Crouching Tigers

Very often individuals in positions of authority feel like they've answered and re-answered questions regarding the core of an organization's identity. And yet, the same symptoms of an unhealthy organization persist. The reason behind this problem lies in the paradigm of a hierarchical organizational.

Most, but not all, organizations are layered, with the smallest layer on top being the organization's senior leaders, followed by a larger layer of mid-level leaders, and finally a base layer of frontline personnel. Due to an arrogance of optimism, senior and mid-level leaders can feel like questions of an organization's identity have been answered, but confusion about organizational identity persists within the base layer of the organization, sometimes invisible to senior and even mid-level leaders. The response from senior and mid-level leaders is often resistance to the notion that not all is well within the organization, or an effort re-answer the questions of core organizational identity...at the senior and mid-levels of leadership. To paraphrase a Russian saying "the well-fed cannot understand the hungry”. Unless senior and mid-level leaders make an effort understand the base layer's concerns, the troubles within the base layer will seem trivial to them.

There's nothing wrong with hierarchical organizations per se; however, they do tend to struggle when ideas are planted only at the top, as the roots of these ideas often don't make their way down to the base layer. Nevertheless, there is a solution to this problem, and it has to do with a deep and abiding need for status and safety within an organization.

Because of how it evolved, the emotional limbic system puts things into two basic categories: safe and dangerous. Our instincts are to run away from, or fight things, we see as dangerous, and to seek out things that are perceived as safe. Natural selection favored this trait in the very precarious world of our primitive ancestors. This elemental aspect of being human plays an important role in how we behave organizationally. By default, uncertainty, change, and lack of perceived control are viewed by the brain as states of danger. While this state of danger might not result in us running out of the office in terror, it will create a general resistance (fight state) against whatever is causing in the uncertainty, change, or lack of perceived control. The very best, and perhaps the only way, to circumvent this primeval instinct is to create a sense of safety within the organization that is shared by individuals at the top, middle, and base layers.

A sense of safety is established by creating opportunities for involvement in answering questions concerning the core of an organization's identity. In other words, leaders at the top and in the middle, if they want a healthy organization, will involve individuals in the base layer to have a say in why the organization exists, what the organization does, and especially, how the organization does it. This sets a tone of safety, and therefore acceptance, for the brain.

You may be wondering about what happens when new individuals enter an organization. Is it practical for every new person to have a say in why the organization exists, what the organization does, and how the organization does it? No. Although, sometimes new individuals do have great ideas! The reason why new additions to an organization don't necessarily have to go through the same process is because if they're entering a healthy organization (i.e. one in which the why, what, and how have been deeply imbedded into the organizational basal ganglia), they are by default entering a safe zone, and not one perceived as dangerous. But, until an organization is healthy, most every new person that enters the organization will feel at least a vague sense of threat and danger.

The Trellis and the Rosebush

While certainty in the form of answers to the why, what and how form the core of an organization's identity, the remainder of an organization's identity develops organically, and does not require the same level of attention as the core questions require. Think of this like a trellis and rosebush. The why, what and how of an organization's identity form the trellis; the remainder is the rosebush. Build a sturdy trellis, but beware fussing too much over the rosebush, or else its growth will be stifled and it will wither.

Roses, like people, are subject to natural and invisible forces. The rose can be encouraged to grow on the trellis. But a rose cannot be forced blossom by will or on command. Individuals crave both certainty and autonomy. Looking at this from Maslow's hierarchy of needs, individuals want to self-actualize, and this requires that they be given clear answers to the core questions of organizational identity, but then given space and actualize the answers to those questions. 

So how can leaders ensure that they provide the best chance for the rosebush and the trellis to marry? The best way to ensure the rosebush takes to the trellis is to give the rosebush a say in how the trellis is constructed. In other words, the more input frontline personnel have in answering the core questions of organizational identity, the greater the chances are that the answers to those questions will become imbedded in the organization's collective basal ganglia.

Conclusion

Many organizations are ill. Signs and symptoms abound. Fortunately, the field of organizational development has taken the leading of organizations from an art to more of a science; there are actions that result in predictable behaviors within organizations that have to do with how our brains function, and these actions can be learned and applied.

First, recognize that organizations are people, and as people we have certain brain needs that, when unmet, can cause havoc. We need some certainty about the why, what, and how that make up an organization's identity. The process of developing this deep sense of organizational identity depends upon senior and mid-level leaders creating an environment that feels safe to individuals throughout the organization, by removing the sense of danger around uncertainty, opaque change, and lack of perceived control. And, once the organization has worked together to build its trellis of identity, leaders must allow the rosebush to naturally grow and blossom. The rosebush will require some occasional pruning and pest control; but most of all, it needs rich soil, bright sun, and fresh water. And the rosebush needs the nourishing soil, sun, and water far more than it needs to be repotted, clipped at, or doused with pesticides.

Final Thought

Before taking the crucial step of establishing (or reestablishing) an organization's identity, its leaders must acknowledge that they might not fully grasp the complexities of establishing and running a healthy an effective organization. To be a good leader does not require a full mastery of the skills associated with organizational development. If leaders seek first to understand and approach with curiosity and humility difficult issues like building and sustaining healthy and effective organizations, their chances of success greatly increase. 

Moving Beyond Performance Measurement Systems: The Case for Experiential Leadership

In the Beginning There Was Russian

Fifteen years ago, I began studying Russian. I was in a small class of eight students who were all in their late teens or early twenties. As young adults, we were coming into our own, but still impressionable. As our studies commenced, we soon became acquainted with the Russian method of instruction. In our case, its vessel was a woman we affectionately came to call the Red Dragon. In her late 60s at the time, the Red Dragon was a stout woman who wore her hair in a bright orange bouffant. Her hair was obviously dyed, but she was so meticulous, I never once saw grey roots. Adding to her red theme, she wore rouge blush on her pale cheeks, and often donned a burgundy leather jacket that was at least two sizes too small. The Red Dragon would take loud, quick, and deliberate steps on the wood deck outside of our classroom to signal her coming. She would enter the room, ruler in hand, as if she were stepping onto a stage, and utter in Russian, “All right, everyone, let’s begin.” Then she would curl her hands into fists, place them knuckle down on her desk, her body hunched over, and begin to conduct drills in rapid-fire fashion, her ruler sharply cutting the air as she pointed to one student and then the next. God forbid you got a question wrong. If you did, she would lower her gaze, give you a scowl and pronounce upon you a Russian “net” (no). Then she would train her eyes on you while you breathlessly tried again and again to get it right. When it came to written assignments, we toiled for hours to get the right answers. Alas, the Red Dragon would hand our work back literally yelling at us about how disappointing our efforts were, as if the sheets of paper stained up and down with red ink weren’t proof enough. Even though we loved the Red Dragon, we feared her. In sum, the Russian method of instruction goes something like this: 1) cultivate students’ affection; 2) work students like dogs; 3) make students feel that they will never be able to satisfy you; 4) withhold praise; and 5) never ever let students think that they have done enough. Our learning was motivated by fear, and our long-term dedication and desire to study and master Russian was not serviced by this fear. Fear is a very ineffective and harmful motivator, even if it sometimes garners short-term results. And it does nothing to develop commitment to purpose and intrinsic motivation.

Some years after my tutelage under the Red Dragon, I myself became a teacher of Russian. I did not have the temperament to pull off the Russian method of instruction. But I was sure to spill plenty of red ink, grade harshly, and reserve praise. In total, I spent five years teaching Russian full time, first for the National Security Agency and later for the University of Texas at Austin. In that time, I developed a very strong opinion about how students should be treated and evaluated, influenced heavily by my experiences studying Russian. I came to believe that the teacher is the holder of all wisdom and knowledge, that wisdom and knowledge flow from the teacher to the students, that students are subordinate, that students will error, and that students must be shown their errors in stark and painful relief.

School for Thought

Fast forward five years to when my daughter was about to start kindergarten. My wife suggested that we put my daughter in a lottery for area charter schools. My daughter got a spot at a very reputable school. However, upon researching it, I learned that students in the school did not get grades, they did not take tests (except for the state-mandated ones), students did not have desks, but communal tables, they did not even have walls to separate classrooms, and all learning was participatory. And as if all that weren’t enough, students also addressed teachers by their first name. I was horrified, and my mind could not conceive how on earth this approach to teaching could be effective. I was adamant that my daughter not attend that school. Thank goodness my wife’s opinion prevailed. The next several months that would be my daughter’s first of her formal education, were every bit as educational for me. My daughter loved to go to school. She loved to learn. She was thriving socially and academically. But how could we know whether she was mastering the material? And more importantly, how could the teacher know whether she was learning? All of my fears were gently put to rest upon our first meeting with my daughter’s teacher. I was amazed at how well my daughter’s teacher knew her. Her assessments of my daughter were not based on test scores or homework grades (tests were not a part of the curriculum for the entire school, and there was no homework to speak of for kindergarteners). The teacher’s in-depth knowledge of my daughter came from doing three things that grades, scores, and student stratification could not replace: observing her, interacting with her, and communicating with her. The relationship that my daughter’s teacher developed with her engendered in my daughter a dedication to cause of learning, and an intrinsic motivation to learn.

My experience as a teacher conditioned me to falsely assume that the best way to evaluate students, and by extension employees, was through alpha or numeric shorthand. However, I submit that this is a false construct that has been woven into our cultural narrative about education and employment. For employees, this shorthand has become a mainstay of organizational life in the form of performance measurement systems. And despite its ubiquitous acceptance as a token of mature organizations, readers have probably invariably experienced an inevitability associated with these systems: they eventually fail to work due to inflation. System inflation leads to one of two outcomes: 1) either the system is scrapped in place of a new one, and later another; or 2) the system continues to exist and eventually becomes a transparent sham that induces cynicism and low morale for all who are subject to its menacing and unforgiving demands.

Two Laws

So why do these systems continue to fail people and organizations? One explanation is based on a law of economics articulated by Charles Goodhart. Goodhart’s Law states that when you target something, the thing you are targeting is no longer a good measure. While this law is usually applied to economic indicators, the principle behind it holds true for performance measurement systems in the workplace as well. Simply put, once a target is set, people eventually figure out how to game the system to meet the target. In the case of performance measurement systems, the indicator for performance is usually reduced to a numeric score or descriptor (e.g. 10 = outstanding performance). Once the target is reduced to a simple indicator, the game is on. In a very short period of time, inflation starts to creep in. If a 7 was good last year, that does not mean it will be good this year. After all, the really good employees are getting 8s this year. So the supervisor and employees target ever higher scores. Eventually the numbers become meaningless. Yes, there are often attempts to beat back the inflation, and there are usually innocent casualties of such crusades. But in the end, all such efforts are in vain, no matter how well-intentioned they are. Per Goodhart, once you start to target something (e.g. a simple numeric score), the metric will be gamed and lose all meaning.

If Goodhart’s Law weren’t enough to explain why performance evaluation systems are doomed to fail, there’s another very good reason. As the workforce becomes increasingly knowledge-based, it is more and more difficult to quantify people’s performance. It is easy to measure the number of tangible widgets made in a day, all other things being equal. However, it is impractical, and I would argue impossible, to quantify the productivity of most knowledge workers. Take for example a software developer, Stacy. You can measure the amount of code Stacy writes. You can measure how many hours Stacy works. You can measure how many projects Stacy has contributed to. However, in the final sum, do all those measurements really represent Stacy’s net contribution? Of course not. There are simply too many variables to consider, and some of those variables are not measurable. Thus, in the case of Stacy, her supervisor will have to rely on a subjective analysis of her work to quantify her performance. I am not arguing that subjectivity is inherently bad. I am, however, suggesting that attempting to quantify performance by reducing it through subjective analysis is at best misleading, and at worst willfully deceptive.

There is a truism that underlies our instinct to have performance evaluations: you cannot measure what you do not track. Therefore, you must track things that are important measures of organizational health, such as employee performance. The logic seems sound. The problem is that performance evaluations are almost always cosmetic and inaccurate representations of performance, and therefore are false and misleading measures. Again, the primary reasons for this are Goodhart’s law and what I call the law of reductive subjectivity, which basically states that the reduction of unquantifiable data to quantified metrics is inherently subjective and leads to unreliable metrics.

So, if Goodhart’s law and the law of reductive subjectivity render unreliable performance evaluations, how can performance be measured? To answer that question, we first need to answer a more important question: what is the point of measuring performance? I can think of myriad reasons why people might want to measure performance:

  • To reward high-performance individuals
  • To help people to know whether they are meeting expectations
  • To identify under-performing individuals so they can be given a chance to correct course
  • To create an incentive for people to perform consistent with expectations
  • To ensure decision-makers and stakeholders know the status of an organization’s level of performance
  • To provide opportunities for people to grow
  • To provide transparency to all parties about how people are being managed, growing, and contributing

This list could go on and on. Regardless of the many good reasons to have performance evaluations, it is important to ask whether there are any reasons to have performance evaluations that cannot be satisfied by some other more effective means. I personally cannot think of one good reason to have personnel performance evaluations that cannot be satisfied by experiential leadership, whereby leaders interact with, observe, and communicate with people in a way that reveals everything that a leader needs to know in order to effectively know and understand people's contributions, needs, wants, strengths, weaknesses, and opportunities for growth. Performance measurement systems actually work against experiential leadership, by giving a false impression that observation, interaction, and communication are happening when they are not. Furthermore, performance measurements systems do nothing to develop the most important attributes in employees: a dedication to the purpose of the organization and an intrinsic motivation to contribute to that purpose. In fact, performance measurement undermines both of these things by creating extrinsic systems of motivation.

A New Approach: Experiential Leadership

While I do not want to be too formulaic, the key to replacing performance evaluation systems and getting real dedication and motivation from people lies in the trifecta of experiential leadership behaviors:

  • Non-judgmental observation: the act of passively gathering information based upon verbal and non-verbal behaviors that is based on facts
  • Authentic interaction: the act of engaging with people in activities and conversation in ways where all parties can participate in the give-and-take of meaningful ideas and actions
  • Open communication: the act of having dialogue where all participants feel safe to express information based upon facts, test conclusions, ask questions, and share opinions with care and respect

At its core, the above behaviors basically make up the foundation of all healthy personal relationships. To say it another way, the key to more effectively answering any question that a performance evaluation system can attempt to answer is by having healthy relationships with those whom you lead. There is no replacement for genuine personal relationships when it comes to knowing someone. Some might feel uncomfortable with the notion of having personal relationships with those whom they lead. Allow me to clarify. I am not suggesting intimacy. Relationships can remain professional in their breadth while being personal in their depth. The scope of a personal relationship with a spouse or partner is going to be both wide and deep, whereas the scope of a relationship with a coworker or subordinate can be narrow (i.e. related only to things having to do with work), but deep in the areas of trust, understanding, communication, care, and respect. Developing healthy professional relationships on the basis of trust, understanding, communication, care, and respect requires an investment of time. If you do not believe you have the time to cultivate such relationships, then you do not have the time to be a leader. If you do not want to cultivate such relationships, then you do not want to be a leader.   

Chaos vs. Control

One additional reason why some might resist experiential leadership and personal relationships of depth in lieu of performance evaluation systems has to do with the process of establishing performance objectives. There is a legitimate case to be made that while having a relationship on the basis of non-judgmental observation, authentic interaction, and open communication can enable leaders to provide accurate assessments of people, it does nothing to address the setting of performance objectives for individuals. Fair enough. But in order to discuss setting objectives, we must return to the question first asked when discussing measuring performance: what is the purpose? What is the purpose of setting objectives? As with measuring performance, there are many reasons to set objectives. But, I think at the heart of every possible answer lies one reason: objectives provide a space for clear direction (i.e. what people should be doing). Here I would make the somewhat unorthodox argument that if objectives need to be established in order for someone to know what she should be doing, you have already failed. The whole premise of setting objectives presupposes that someone is not sufficiently in touch with the purpose of the organization and their role therein that it must be spelled out in bullet points. While I grant that someone brand new to an organization may require more guidance early on, I submit that if the organization’s collective brain is healthy (i.e. the why, the what, and the how that make up an organization’s identity), then it will be self-evident how someone can use their skills to contribute in a way that is consistent with his role in the organization.

The notion of giving up performance evaluations and objectives is bound to cause some angst. After all, they have been a part of organizational life for decades. I know the angst. I thought there was no way my daughter could get a good education unless she was given grades, and papers covered in red ink. But I only thought that because of the story I had told myself based upon my years of experience in education. There is a normal human instinct to believe that without control there will be chaos, and that those who lead are the source of that control. But this is a false dichotomy. Performance evaluations and objectives are two important means of control. However, performance evaluations and objectives are cosmetic, misleading, and give a false sense of control. What a heavy burden to think that all that stands between you and chaos is the control you wield. Without your mechanisms of control, anarchy will prevail, investors will lose money, products and services will not be delivered, people will stop coming in to work, and on and on. Counterintuitive though it may seem, the opposite is true. When you relinquish your mechanisms of control, you free yourself to engage in non-judgmental observation, authentic interaction, and open communication, and ultimately develop the crucial and deep personal relationships with people that engender genuine commitment to purpose and intrinsic motivation.

Mindfulness at Work: Three Practices That Will Transform Your Relationships with Colleagues

Mindfulness Over Panic

The summer of 2009 in Austin, Texas was filled with the sounds of a constant hum from air conditioning units running almost nonstop, during a span of three months when there were 100 days over 100 degrees. In the swelter of those summer nights, it is hard to imagine the cold chills that shocked me from my sleep one night. However, there was nothing new about this shock, and no amount of heat could keep those chills from visiting themselves upon me.

For many years, I had been beset by panic attacks. Always occurring in the night, I would awake to my body being flooded with adrenaline, my limbs rattling, my palms perspiring, my heart pounding, and my thoughts swirling with an overwhelming desire to flee. During the many previous episodes of nocturnal panic, I would fling the blanket from my body, leap from the bed, and rush to the most open space in the house, where I would then pace for 30 to 90 minutes until my stores of adrenaline depleted, after which I would return to bed, feeling emotionally battered, and uncomfortably drift back to sleep. However, this hot Texas night would be different, and it would bring me to a mental place that I had previously never visited.

As the panic washed over me that night, instead of rocketing from the bed, a sudden inner stillness appeared like a dim light at the end of a tunnel. The stillness spoke to me, and it told me not to fight, but to give the panic permission to happen, to acknowledge the physical and emotional sensations, and to recognize them not as a threat but as a physiological experience that would soon end. I focused on my breathing, taking in and letting out slow deep breaths. My body continued to shake furiously. However, almost as soon as the panic started, it was over. And this time, I didn’t feel like my brain had just been through a blender. I calmly returned to sleep and awoke the next morning with a sense of tranquility that I had never felt before. How was I able, in a moment of great terror, to find peace in the raging sea of panic? This was, as best as I can recall, my first experience with mindfulness over panic.

On Mindfulness

There is no one definition of mindfulness. However, there are many very good definitions. The description of mindfulness that most resonates with me is a simple one: focused mental awareness on now in the service of acceptance. In my case that night in 2009, I allowed my awareness to observe what was happening to my body, and was able to accept it by identifying it as an uninvited but harmless burst of adrenaline. My acknowledgement and acceptance of the emotional and physical feelings I was having that night did not make them suddenly disappear—I still had the panic attack. However, my acknowledgement and acceptance of the panic reduced its power over me, as I was able to distance myself from the emotional and physical feelings. While I have continued to experience panic from time to time, and have sometimes even failed to be fully accepting of it, the lesson I learned that night has abided with and served me ever since.

Mindfulness has many applications—it is a useful tool for dealing with mental health issues, raising children, and, as is the subject of this article, developing healthy relationships with our colleagues in the workplace. In order to explore the role mindfulness can play with colleagues in the workplace, I would like to offer that there are three important spaces in which mindfulness can be cultivated: the personal, the interpersonal, and the group. In each of these spaces, there are potent techniques that, when practiced, can literally transform workplace relationships and, by extension, the workplace itself. To be sure, mindfulness is an internal experience. However, mindful behaviors can manifest differently in the context of the personal, interpersonal, and groups spaces. 

Much of what makes mindfulness such a powerful tool is its ability to cultivate within ourselves, between ourselves, and among ourselves a sense of psychological safety. One of the most significant findings on the topic of psychological safety in the workplace comes from a 2009 study, in which Google conducted research into what makes teams effective. Researchers at Google concluded that teams without psychological safety—even teams with the brightest of the bright on them—did not perform as well against their objectives as other teams that had high levels of psychological safety. When psychological safety is low and fear is high, workplace relationships are bound to be fraught. Fear is a primitive emotion because it is a survival emotion, and therefore plays a core role in our lives, both for good and bad.

When fear manifests in the workplace, people can retreat to silence on one end of the spectrum or to passive aggressiveness and even full-blown shouting and yelling on the other end of the spectrum (I've been in both places). The good news is that these feelings of fear that manifest as everything from silence to screaming are a natural part of the human experience, so we can have some compassion for ourselves and others who experience these manifestations of fear. The even better news is that there are specific things we can do to mitigate these manifestations by increasing psychological safety through mindfulness practices.

Below is a simple matrix that outlines the three practices discussed in this article, and the contexts in which they are described:

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Labeling & ReframingIn order to increase a sense of psychological safety at the personal level, one of the specific things we can do is what author and leadership consultant, Dr. David Rock, calls “labeling” and “reframing”, in his book, Your Brain at Work. Labeling is a very simple mindfulness practice that helps to reduce the power our thoughts and feelings can have over us. The process of labeling is done by simply identifying by name, non-judgmentally and with self-compassion, the thoughts and feelings we’re experiencing, and recognizing that they do not make up the whole of who we are. In my first experience with mindfulness over panic, I was having intense emotional and physical sensations. However, I was able to reduce the power of those sensations over me by labeling them as an uninvited release of adrenaline, which made it feel much less like a life-threatening experience.

Labeling can also be useful when dealing with responses to external stimuli. An example of this may be if someone were to say something you found offensive. You might feel a rush of anger or fear. In this case, you can say to yourself “I am feeling anger”. The use of the word feeling is important, because, as opposed to “I am angry”, adding feeling is an acknowledgement of the fact that you are more than your feelings. Labeling helps to increase the space between thoughts and actions by reminding us that we are indeed safe from our thoughts and feelings, because they do not own us and do not make up the whole of who we are as people. You might still choose to productively engage the offender. However, rather than coming from a place of anger, where your first thought might be “I am offended and I am going to cut this guy down to size”, after which you launch into him, you might offer a calm observation that you felt offended and offer the offender the opportunity to apologize, explain, or clarify without making him feel the need to go into flight mode in order to protect himself.

By labeling your feeling of anger, you buy yourself literal milliseconds, which is all you need to change your choice of response. Only you can know how to respond. The key is that labeling gives you distance between what you are feeling, by acknowledging that feelings are natural and sometimes instinctive responses that do not need to be the sole determining factor in how we choose to respond. There is a truism that emotional control is a hallmark of emotional intelligence. However, I would argue not that we should seek to control our emotions, but to be more mindful of how we respond to our emotions. This, I would argue, is a true sign of emotional intelligence.

Depending on the nature of the situation, sometimes labeling will not be sufficient to provide the calm internal space we need to make a wiser choice. In these cases, Rock recommends using a tool called “reframing”. Reframing is similar to labeling, but goes a step further by looking at a situation from a different point of view. This technique can be very potent in terms of how we choose to respond to situations. Perhaps an example from my own life would be useful to help illustrate how reframing could have helped me in a particular situation.

A few years ago, I had intense stomach pains one night. The following morning, while I was still in a great deal of pain, my wife suggested that I stay home. However, I insisted on going to work. As the day progressed, I became sicker and sicker. A close friend suggested that there might be something more seriously wrong with me, like appendicitis, but I dismissed his observation. Several hours later, after I could take the pain no longer, I finally left work. By the time I reached home, I literally collapsed through the door and passed out briefly. As my wife rushed me to the hospital, she was white hot with anger at me for not taking my health situation more seriously. I became enraged that she took issue with how I had behaved. Instead, I could have attempted to reframe the situation by looking at it from my wife’s point of view. As far as my wife knew, I was very ill the night before, I went into work against her better judgment, I came home in worse shape than when I left, and she had to rush me to the hospital. Did she have good reason to question the choices I made? Yes. And, as it turns out, I did have appendicitis and had to have emergency surgery. By not prioritizing my health, I literally put my life at risk, which could have had significant and far-reaching consequences for my wife and two young daughters.

A little while after I was discharged from the hospital, my wife and I talked about the situation and I was better able to understand her perspective. However, had I the ability to reframe when the anger escalated between my wife and me over my neglect of my health, I might have been able to express that I understood her point of view, offer and apology, acknowledge that she was right to have been concerned, and accept responsibility for my unwise choices. This probably would have deescalated the situation. Some might ask why my wife could not have reframed the situation to avoid becoming upset with the choices I made. This is a fair point. However, I am not responsible for the choices my wife makes in terms of how she responds to situations; I am responsible for myself alone. And this is an important rule to keep in mind. When dealing with colleagues in any situation, you might be tempted to ask “Why can she not just reframe the situation and give me the benefit of the doubt?” or “Why can he not reframe to see things from my point of view instead of getting upset at me?”. When it comes to using these and other mindfulness techniques, each of us is responsible for our own responses, and reciprocity is not a prerequisite for our own mindfulness.

Since I gave an example of when I was not at my best when it comes to being mindful and using labeling or reframing, perhaps it is fair to give an example of when I did a better job. Not long ago, I received a piece of mail that was very important, but contained some inaccurate information. There was a telephone number in the letter and a person’s name to contact with questions, Charlie Johnson. Hoping to resolve the situation, I called the number and asked for Charlie Johnson. The woman who answered the phone, Barbara, snapped back, “Charlie Johnson does NOT work here!”. I was surprised at Barbara’s response, so I enquired further. It turned out that Charlie Johnson worked for the same company as Barbara, but at a different location. Charlie Johnson’s new contact information had not been updated in the letter, and poor Barbara had been getting calls non-stop for days asking for Charlie Johnson. I obviously had no idea that the number I dialed no longer belonged to Charlie Johnson.

Fortunately for Barbara and me, I was able to create some space between the shock and anger I first felt after Barbara answered the phone, and my response to Barbara. I could have gotten mad. After all, how was I to know Charlie Johnson had a new number? But, I also understood why Barbara felt frustrated and why she responded the way she did, which gave me the space I needed to choose a different response from the one my initial emotions suggested. In summary, my instinctual response to Barbara was anger, creating a desire to defend myself. However, the small space reframing created (i.e. I might be upset if I were receiving calls for the wrong person for days on end too), helped me to understand Barbara’s response and not feel threatened, thus creating the psychological space that enabled me to choose my response out of wisdom, and not anger. Again, some might argue that it is Barbara who should have been more mindful. But, I was not response-able for Barbara’s actions; I was response-able for myself only. 

Pure Inquiry

When working at the interpersonal level, we step outside our own internal dialogue to engage with others in mindful ways. One highly useful way of mindfully engaging others is through what the expert in organizational culture, Dr. Edgar H. Schein, calls “pure inquiry” in his book, Helping. In the same vein as labeling and reframing, pure inquiry is a potent technique for mindful engagement, because it encourages psychological safety. Pure inquiry is a form of asking questions and eliciting responses without judgmental or loaded feedback. Pure inquiry requires that the person asking the questions keep her attention on the answers being provided, without getting caught up in how she wants to respond. Keeping this sort of attention can be difficult at first. However, by being mindful of your thoughts, you can gently and non-judgmentally draw your attention back to the person being questioned.

Pure inquiry results in pure information being generated, that is not polluted by the questioner’s interjections, suggestions, vocalized judgements, etc. That type of feedback has a place, but not in pure inquiry. In pure inquiry, questions should not be loaded with judgements, but should be invitations to share information. An example of pure inquiry might be “Tell me what’s on your mind.” A loaded form of this question might look like “I see that you are upset. What is wrong?” In the second question, the observation that someone is “upset” is a judgement that is going to have an influence on the type of response you get. Another example of pure inquiry is the question “Can you tell me more about what it is you want from me?” A loaded version of this question might be, “It seems like you really want a lot from me. Why is that?” Again, there is a judgement superimposed in the second question.

While pure inquiry only makes up some (perhaps a very small part) of the interactions we have with our colleagues, my observation is that it is a type of engagement that is absent from the workplace at an epidemic level. So much of our communication is loaded down with judgements, with attempts to predict what someone else is going to say, to outwit others, to manipulate, to talk over someone, or to simply be letting our thoughts wander when someone is talking to us. Pure inquiry is a way of creating a space of psychological safety for others through mindful engagement that is a manifestation of the axiom “seek first to understand”.

When people are mindfully engaged in pure inquiry, they will share their best ideas, learn about themselves and others through expression, develop bonds of trust, and reduce their stress by lessening their negative emotional load that builds up without the chance to engage in the companion to pure inquiry—pure expression. The compassion, empathy, sympathy, and understanding that comes from pure inquiry and pure expression will reduce barriers among people in the workplace and create the atmosphere for collaboration that is a precursor to innovation, high morale, and a sense of collective purpose.

Mindful Arrival

Where mindfulness in groups is concerned, the practice of mindful arrival is key. Mindful arrival is any activity that is practiced with the goal of focusing a group’s mental awareness in the service of acceptance. Meetings and the beginning of the workday are excellent opportunities to practice mindful arrival. One example of mindful arrival is guided meditation at the beginning of a meeting. This guided meditation can take as few as three minutes, but it can have profound effects. Hands-on experience is the best place to learn guided meditation. However, I can offer a description of what mindful arrival through guided meditation might look like, and how it can affect group dynamics.

When we walk through the door and into work, we are often carrying an emotional load with us that can influence in negative ways how we interact with others. Perhaps we had a spat with one of our children. Perhaps there was heavy traffic on the way to work. Perhaps we did not sleep well. This emotional load is nontrivial in terms of our workplace relationships. Mindful arrival through guided meditation creates a physical and mental calm that opens up psychological safety in the group by creating distance from and reducing our emotional load.

In its simplest form, mindful arrival through meditation can be someone guiding the group through an exercise of deep breathing where participants focus their attention on their breath, be it in their stomach, nose, mouth, or lungs. As attention is focused on the breathing, participants are gently verbally encouraged to return their attention to their breathing if their thoughts wander, which thoughts are want to do. Participants can be asked to focus attention on parts of the body where stress and pain are often carried, such as the neck, shoulders, back and feet. As participants focus on these body parts, they can be invited to label whatever feelings they are experiencing, such as pain in the hip, or throbbing in the ankle. This acknowledgment of pain and discomfort through labeling in the context of meditation can create a space between the sensations and our reactions to the sensations, just as I was able to do with my panic.

At first, the practice of mindfulness through guided meditation might seem uncomfortable or even strange. But as someone who felt both uncomfortable and strange about guided mindfulness through meditation, I can make a promise that consistent and genuine practice, even for a few days, can yield meaningful results. And as the practice continues, the fruits of mindfulness will pay in dividends.

Conclusion

I know there are those who are skeptical of mindfulness. Some see mindfulness as a present-day manifestation of New Age practices from the 1970s. To the skeptics, I would offer that the mental structures for mindfulness are already in each of us. Practicing mindfulness is not about taking something outside of yourself and bringing it in; it is about cultivating and growing a part of yourself that is already there. I would also offer that we all practice mindfulness, regardless of how we feel about it. When feeling stressed, we take deep breaths to soothe ourselves. Taking a moment to focus our thoughts when we’re feeling overwhelmed is a practice of mindfulness. Even prayer and exercise can be forms of mindfulness. Cultivating mindfulness does not mean you have to take on negative associations with mindfulness, whatever those negative perceptions happen to be. Mindfulness is already in you; it is just a matter of how much you want to grow it to your benefit.

The renowned historian, Arnold J. Toynbee, taught that history can be reduced to the simple formula: challenge --> response. When the challenge changes, the response often lags, making it inadequate. Taken as a whole, the current status of the workplace is in a lag state regarding its response to the challenges that face the workforce in the 21st century. The three mindfulness techniques described in this article are not alone a sufficient new response to the needs of workers in this new century. However, they are a good place to start, and an acknowledgment of the fact that people require physical, emotional, psychological, and spiritual nourishment in the workplace in order to be healthy. While employers can eschew providing nourishment at all of these levels, to do so will result in a failure to create sustainable environments for productivity. I believe that as employers dedicate themselves to the art of mobilizing and energizing the creative resources of all people at all levels of their organizations, they will come to understand that mindfulness practices in the workplace are key to realizing that goal.

Minimum Critical Specifications: The Liberating Factor

Leading in a Bubble

Early on in my career as a civil servant, I was given the opportunity to form a small team consisting of several junior-grade enlisted airmen. While it was not my first time leading a team, it was the first instance in which I led a group of people who had no practical experience. To be sure, these were smart and devoted young men; they were just brand new to their field.

As we set about building our team, my instincts compelled me to create processes that were very specific according to task and person. I assumed that by removing ambiguity from the equation at a micro level, I would create a sense of certainty in people, because they would know exactly what role they were to play in the context of the team and our objectives. In actuality, creating these systems gave me a sense of certainty that I had done what I needed to as the leader to establish clear lanes of responsibility for everyone. Much to my dismay, my team did not behave consistent with the elaborate flowcharts and org charts that I had created. In response, I doubled down, refining the charts and Visio diagrams and pushing them out to my team, assuming that the clearer the roles and responsibilities were, the likelier people would be to comply with them.

I soon found myself in a bubble, where I was creating systems designed to guide behavior, but the behavior of the team was guided by other forces. Fortunately, the team all got along with each other, so my attempt to control behavior didn’t put too much of a strain on our relationships. In fact, we were all lighthearted enough that my seemingly endless parade of flowcharts became a running joke. The team was actually very productive and effective. However, the team’s productivity and effectiveness was in spite of me, not because of me.

Back then, I had a very specific view of the function of leadership. I believed that successful leaders set a vision, communicated that vision, and then created processes that supported the execution of that vision. It all seemed so simple to me. In the abstract, this autocratic approach to leadership seems practical. However, I found out that it did not translate well when you added the X factor into the equation: people.

As a novice leader, I assumed that I would be able to control people’s behavior as simply as I was able to describe the behavior I wanted. Any failure in compliance would be either due to inadequate communication on my part or insubordination on the part of the team members. In the case of the former, I would simply need to re-communicate my desires. In the case of the latter, appropriate doses of persuasion and later discipline would bring people around to conformity. Indeed, the measure of success I set for myself as the leader was the level of conformity I was able to generate from my team. What I observed is that as the team matured, and as individuals came to better understand how to perform, organic processes began to develop. Based upon this, and subsequent experiences, I came to understand how minimum critical specifications could play a productive role in organizations.

On Minimum Critical Specifications and Organizational Behavioral Domains

In order to understand minimum critical specifications in the context of organizational functioning, it is important to know the two domains of behavior within an organization, how people relate to those domains of behavior, and how leaders can operate relative to those domains in productive ways. Organizational behavior is divided into the micro domain and the macro domain. People relate to these domains of behavior in very different ways. In the micro-behavioral domain dwell the norms that govern how things get done (i.e. processes). In the macro-behavioral domain dwell the norms that govern why things get done (i.e. values and purpose).

There is an inverse relationship that exists between the micro-behavioral and macro-behavioral domains. The macro-behavioral domain is large when values in an organization are shared and well-aligned to the organization’s purpose. When this is the case, the degree to which processes need to be elaborated in the micro-behavioral domain decreases. However, when values are not aligned across an organization and/or poorly mapped to the organization’s purpose, the micro-behavioral domain compensates by growing in size, where the emphasis is on processes. It is important to note that this inverse relationship is governed by natural laws. In other words, the relationship between the micro-behavioral and macro-behavioral domains of an organization cannot be manipulated. If the attention is on the micro-behavioral domain, and processes are the focal point of leadership, the macro-behavioral domain will naturally get smaller. Or, to put it more precisely, if the attention is on the micro-behavioral domain, and processes are the focal point of leadership, people’s behavior will naturally follow a pattern whereby the micro-behavioral domain will grow in significance relative to the macro-behavioral domain.

The reason for the inverse relationship behind the micro-behavioral and macro-behavioral domains is largely a byproduct of the natural functioning of the brain. There are two important regions of the brain that play a crucial role in how people behave: the prefrontal cortex and the basal ganglia. The prefrontal cortex is the region of the brain where cognition takes place. While the prefrontal cortex is a masterpiece of evolution, it is quite limited. For example, the prefrontal cortex tires quickly and can only focus well on one thing at a time. While the prefrontal cortex is effective, it is not in itself efficient…yet.

What Your Brain Knows that You Don't

Fortunately, the brain has complementary regions that help it to be an overall efficient organ. One such complementary region is the basal ganglia. The basal ganglia store information about routine behavior, so that we can perform routine tasks without having to use the prefrontal cortex. This frees us up to do things like take a shower while simultaneously contemplating the mysteries of the universe. The basal ganglia make it possible for you to remember to wash your hair while at the same time think about all the things you need to pack for an upcoming business trip. A shorthand for this is front-loaded information vs. back-loaded information. Front-loaded information is information that occupies the prefrontal cortex. Back-loaded information is that which occupies the basal ganglia.

So, the question then is what information do you want to be front-loaded for people in an organization: information about processes (i.e. the micro-behavioral domain), or information about values and mission (i.e. the macro-behavioral domain)? Though it may seem paradoxical, an organization will function better when values and mission are back-loaded and processes are front-loaded. The reason for this has to do with dynamism vs. stasis. Back-loaded information (i.e. information stored in the basal ganglia) is static, which is why it can reside in the basal ganglia as routines and repeated behaviors. Once the behavior changes, it is no longer static and the prefrontal cortex takes over.

An example of the above-mentioned dynamic is starting a new semester at school. On the first few days, students are often late to class as they wind their way around campus and corridors trying to find their assigned classrooms. However, in a very short period of time, the students no longer need to think about how to traverse from one class to the next; it becomes automatic and routine, and they can focus more on learning, rather than how to get from point A to point B.

Living Your Organizational Values: The Key to Making Minimum Critical Specifications Work

So, what information do you want to be static in the collective brain of an organization? Values and purpose, or processes? I submit that values and purpose should be static, and processes dynamic. This allows for values and purpose to carry a small but meaningful mental load for the organization, and make up a larger domain in terms of how people behave. To this end, it follows that the values and purpose of an organization should be the focal point for leaders. But therein lies the rub. It has almost become an article of faith that mission and values statements are the core of an organization’s soul. Plaques and banners adorn the hallways from the C-suite all the way down to the factory floor. The problem arises when people observe a disconnect between the way leaders behave and the stated values and mission of the organization. In order for information to remain in the basal ganglia and guide behavior, it must be consistent. Once that consistency is violated, this dissonance reengages the prefrontal cortex with questions about the purpose (i.e. values and purpose) of the organization. Therefore, the single most important thing a leader can do is to behave in a way that is consistent with the values and mission of the organization. But because values and mission statements are often cosmetic and do not actually represent the true values and purpose of the organization, behavioral disconnects are sometimes all but inevitable. The lesson here is simple: walk the talk. Failure to do so will lead to cultural rot in the organization.

Once the values and purpose have been established, aligned, and become a part of the organization’s cultural fabric, the opportunity space is created in which the systems and structures can have a larger footprint and take on a heavier mental load for the organization. You might be wondering why anyone would want systems and structures to take on a bigger footprint in an organization. Why would you want to front-load the micro-behavioral domain? The micro-behavioral domain essentially makes up the what and how of an organization’s identity. When space is freed up in the prefrontal cortex to think about the whats and the hows, you create an environment in which dynamism can flourish. This dynamism, facilitated by the prefrontal cortex, allows for processes to remain fluid and adaptable instead of rigid and stagnant. Because the environments in which we now operate are so dynamic, it stands to reason that the processes responding to that environment be equally dynamic. This is where the concept of minimum critical specifications plays a crucial role. 

Minimum Critical Specifications at the Crossroads

In order to explain minimum critical specifications, I will lean on an example from the work of a famed Dutch traffic engineer, Hans Monderman. Now deceased, Monderman believed in the concept of making roads feel dangerous in order to be safe. Monderman gained worldwide attention for redesigning a dangerous intersection in the Dutch town of Drachten.

Before Monderman got his hands on the perilous crossroads, accidents among cars, cyclists, and pedestrians were commonplace, often with deadly consequences. In response, local authorities kept adding signs to the juncture in hopes it would reduce the hazard. But it didn’t. When Monderman was charged with redesigning the intersection, he did something counterintuitive by removing signs, taking out lights, eliminating curbs, and putting in a roundabout. And lo and behold, the number of accidents was reduced to practically zero.

Behold the beauty of Monderman's roadway:

The reason behind Monderman’s success was that he created an environment in which minimum critical specifications compelled people to interact with each other in real-time and on an interpersonal level, totally dependent on the unique situation that presented itself at any given time. In other words, this minimalist road design allowed for maximum dynamism. People were forced to stop outsourcing their judgement to signs and lights, and instead step outside of their basal ganglia and into their prefrontal cortexes to literally think about how best to navigate the present situation, without being distracted by the “rules”. As behavior becomes rote it becomes static. When it becomes static, it moves to the basal ganglia. When it moves to the basal ganglia, people literally stop thinking.

Let Why be Your Guide

Whenever I encounter an organization laden with elaborately-described processes, I ask why the processes are so complicated and rigid. The answer is usually that without such static and structured processes, people would not know what to do or how to do it. But people questioning how to navigate situations is precisely the recipe for collaboration and innovation. Leaving open the question of how (i.e. being ambiguous about processes) opens the mind. But again, this is only possible when the mind is not preoccupied with an organization’s values and mission. Perhaps an anecdote from my personal work experience will bring this concept into clearer focus.

At one time I worked in an organization whose mission it was to create collaborative teams from three separate unique pools of specialists. Projects would come in and teams of experts from the three disciplines were meant to bring to bear unique solutions by looking at the problem from different points of view. Both collaboration and innovation were required for this process to work. After three years of personally working in this organization, and after almost five years since its inception, the level of collaboration and innovation required to solve the difficult problems given to us was almost entirely absent, with only a few glimmers of success.

People did not fully understand the unique purpose of the organization (i.e. they didn’t know the why). While values had been articulated, leadership did not reinforce how much they valued the values through their behavior. These two factors created a significant mental load for the organization and the why remained front-loaded in the prefrontal cortex, degrading morale and creating deep cynicism. In response to the perceived lack of collaboration and innovation, the organizational leadership created processes designed to force collaborative and innovative behavior. Even if the processes were effective in theory, it still would have been hard for people to engage with them, given the mental load each person was dealing with in terms of the organization’s mission and values. By creating top-down autocratic processes, the leadership did the exact opposite of what they should have done.

The organization would have been much better served if the leadership had focused on creating a values-based culture with a clearly articulated purpose, and then living by those values, thus back-loading the macro-behavioral domain, and giving space in the collective prefrontal cortex for the process executors, allowing them to develop nimble and dynamic processes that would have served the organization’s purpose. Unfortunately, this condition is all too common. Leaders sometimes have concrete ideas about their purpose and values, but simply fail to inculcate the culture with those values and purpose, either through duplicity or indifference to the purpose and values. People, being highly perceptive as they are, easily pick up on this disconnect and the macro-behavioral domain becomes front-loaded. Subsequently, productivity drops and leadership responds autocratically with top-down dictates about process, which, much like a command economy, never quite seems to fit the need.

The Sailboat and the Island

People often confuse minimum critical specifications with a willfully deficient lack of direction. Not so. The best analogy I can use to describe minimum critical specifications is what I call the sailboat and the island. Imagine that as a leader, you identify an island to which you want your people to sail. Together, you come up with values that will guide people on their journey to the island (e.g. prioritize the health of everyone on the boat above everything else, ensure that food and water are distributed equitably, make it safe for people to share mistakes and concerns, etc.). Once the destination has been set and the values are established, everyone gets on the boat and sets sail for the island. This is where your leadership will be put to the test. As a leader in this scenario, you provide no instructions on how the people in the boat are to sail from the shore to the distant island. The sea is dynamic: there will be storms, swells, currents, and winds that are impossible to predict in advance. Attempting to micro-dictate how to traverse to the island will not be necessary, so long as the people in the boat are competent, and have their guiding values and destination. The leader’s job in this scenario is to clearly define the destination, and to help establish values, and then to live by the values and purpose, while trusting the people in the boat to get to the island in a way that is both consistent with their shared values, the destination, and their skills. If the people in the boat observe the leaders lounging on a completely different island from the stated destination, if they see leaders behaving inconsistent with the specified values, they are likely going to drift and be caught up in the many hazards on the open sea. Likewise, if leaders dictate from ivory towers how to navigate the storms, swells, currents, and winds, the ship is likely going to be lost or make it to the destination late and in bad shape.

Conclusion

It is important for leaders to leave an opportunity space for people to navigate the waters of their jobs based upon the values and purpose of the mission, without suffocating collaboration and innovation with static and/or out-of-touch processes. Leaders can and should be open and deliberate about this (e.g., “We’re going to leave some of the day-to-day processes up to you to determine”). Minimum critical specifications unleashes the prefrontal cortex to create effective synergies among people, dynamic systems, and innovative solutions. Just like the intersection in Drachten, people are capable and better able to navigate, on their own, highly complex situations without the distraction of warning signs, flashing lights, and steal barriers, so long as they know their purpose and the values of the environment that guide their behaviors. Let your values be static and your processes dynamic.